4/A//SEC Filing
ARCADIA RESOURCES, INC 4/A
Accession 0001144204-12-010678
CIK 0001071941operating
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 6:34 PM ET
Size
13.0 KB
Accession
0001144204-12-010678
Insider Transaction Report
Form 4/AAmended
ARCADIA RESOURCES, INCKADR.PK
Vicis Capital, LLC
10% Owner
Transactions
- Purchase
Common Stock
2008-10-15$0.15/sh+1,160,289$174,043→ 17,962,901 total(indirect: By Vicis Capital Master Fund) - Purchase
Common Stock
2008-10-06$0.20/sh+3,204,419$640,884→ 16,802,612 total(indirect: By Vicis Capital Master Fund)
Holdings
- 3,111,111(indirect: By Vicis Capital Master Fund)
Series B-2 Warrant to purchase Common Stock
Exercise: $1.20Exp: 2014-05-24→ Common Stock (3,111,111 underlying) - 4,101,389(indirect: By Vicis Capital Master Fund)
Series B-1 Warrant to purchase Common Stock
Exercise: $0.00Exp: 2009-09-26→ Common Stock (4,101,389 underlying)
Vicis Capital Master Fund
10% Owner
Transactions
- Purchase
Common Stock
2008-10-06$0.20/sh+3,204,419$640,884→ 16,802,612 total(indirect: By Vicis Capital Master Fund) - Purchase
Common Stock
2008-10-15$0.15/sh+1,160,289$174,043→ 17,962,901 total(indirect: By Vicis Capital Master Fund)
Holdings
- 3,111,111(indirect: By Vicis Capital Master Fund)
Series B-2 Warrant to purchase Common Stock
Exercise: $1.20Exp: 2014-05-24→ Common Stock (3,111,111 underlying) - 4,101,389(indirect: By Vicis Capital Master Fund)
Series B-1 Warrant to purchase Common Stock
Exercise: $0.00Exp: 2009-09-26→ Common Stock (4,101,389 underlying)
Footnotes (3)
- [F1]Represents the indirect holdings of Vicis Capital, LLC. All of the foregoing represents securities held directly by Vicis Capital Master Fund. Vicis Capital, LLC acts as investment advisor to Vicis Capital Master Fund and therefore has voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital, LLC may be deemed to be the beneficial owner of, but hereby disclaims such beneficial ownership of, the foregoing shares.
- [F2]Immediately.
- [F3]The sole purpose of this amendment is (1) to correct the transaction dates previously reported by the reporting persons with respect to the transactions reported on this Form 4 and (2) to correct the number of shares of the Issuer's Common Stock reported as directly held by Vicis Capital Master Fund and previously reported by the reporting persons. The discrepancy in such number of shares relates to shares which Vicis Capital Master Fund was contractually entitled to receive from a third party on October 6, 2008 that were never delivered. The number of shares of the Issuer's Common Stock directly held by Vicis Capital Master Fund was also incorrectly listed on Forms 4 subsequently filed by the reporting persons.
Documents
Issuer
ARCADIA RESOURCES, INC
CIK 0001071941
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001071941
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 6:34 PM ET
- Size
- 13.0 KB