4//SEC Filing
KINDERHOOK GP LLC 4
Accession 0001144204-12-013860
CIK 0001044435other
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 7:39 PM ET
Size
12.2 KB
Accession
0001144204-12-013860
Insider Transaction Report
Form 4
ACTIVE POWER INCACPW
KINDERHOOK PARTNERS, LLC
10% Owner
Transactions
- Purchase
Common Stock
2012-03-07$0.68/sh+8,823,529$6,000,000→ 17,632,985 total
KINDERHOOK GP LLC
10% Owner
Transactions
- Purchase
Common Stock
2012-03-07$0.68/sh+8,823,529$6,000,000→ 17,632,985 total
Shah Tushar
10% Owner
Transactions
- Purchase
Common Stock
2012-03-07$0.68/sh+8,823,529$6,000,000→ 17,632,985 total
KINDERHOOK PARTNERS, LP
10% Owner
Transactions
- Purchase
Common Stock
2012-03-07$0.68/sh+8,823,529$6,000,000→ 17,632,985 total
CLEARMAN STEPHEN J
10% Owner
Transactions
- Purchase
Common Stock
2012-03-07$0.68/sh+8,823,529$6,000,000→ 17,632,985 total
Footnotes (2)
- [F1]Kinderhook Capital Management, LLC serves as the investment adviser to Kinderhook Partners, LP (the "Partnership"). Kinderhook GP, LLC serves as the general partner (the "General Partner") to the Partnership. Messrs. Tushar Shah and Stephen Clearman serve as the General Partner's managing members and as Kinderhook Capital Management, LLC's managing members and, in such capacities, are responsible for making investment decisions with respect to the Partnership. As a result, Mr. Shah and Mr. Clearman may be deemed to control such entities. Accordingly, Mr. Shah and Mr. Clearman may be deemed to have a beneficial interest in the shares of Common Stock by virtue of their indirect control of the Partnership's, the General Partner's and Kinderhook Capital Management, LLC's power to vote and/or dispose of the shares of Common Stock.
- [F2]Each of Mr. Shah and Mr. Clearman disclaim beneficial ownership of the shares of Common Stock except to the extent of his pecuniary interest, if any, therein. Kinderhook Capital Management, LLC specifically disclaims beneficial ownership in the shares of Common Stock reported herein except to the extent of its pecuniary interest, if any, therein.
Documents
Issuer
ACTIVE POWER INC
CIK 0001044435
Entity typeother
Related Parties
1- filerCIK 0001266402
Filing Metadata
- Form type
- 4
- Filed
- Mar 7, 7:00 PM ET
- Accepted
- Mar 8, 7:39 PM ET
- Size
- 12.2 KB