4//SEC Filing
Brener Gabriel 4
Accession 0001144204-12-013863
CIK 0001518749other
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 7:51 PM ET
Size
10.8 KB
Accession
0001144204-12-013863
Insider Transaction Report
Form 4
Brener Gabriel
DirectorCEO and President10% Owner
Transactions
- Sale
Common Stock Warrants
2012-03-06$0.75/sh+4,666,667$3,500,000→ 4,666,667 total(indirect: See Footnote)Exercise: $12.00→ Common Stock (4,666,667 underlying) - Sale
Common Stock Warrants
2012-03-06$0.75/sh−4,666,667$3,500,000→ 0 total(indirect: See Footnote)Exercise: $12.00→ Common Stock (4,666,667 underlying)
Azteca Acquisition Holdings, LLC
10% Owner
Transactions
- Sale
Common Stock Warrants
2012-03-06$0.75/sh−4,666,667$3,500,000→ 0 total(indirect: See Footnote)Exercise: $12.00→ Common Stock (4,666,667 underlying) - Sale
Common Stock Warrants
2012-03-06$0.75/sh+4,666,667$3,500,000→ 4,666,667 total(indirect: See Footnote)Exercise: $12.00→ Common Stock (4,666,667 underlying)
Footnotes (3)
- [F1]The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination ("Business Combination") as described in the issuer's prospectus ("IPO Prospectus") relating to its initial public offering ("IPO") or 12 months from the closing of its IPO and will expire five years after the completion of its Business Combination or earlier upon redemption or liquidation, as described in its IPO prospectus.
- [F2]This report is filed jointly by Gabriel Brener and Azteca Acquisition Holdings, LLC. The reported securities are owned directly by Azteca Acquisition Holdings, LLC and indirectly by Gabriel Brener through his membership interest in Azteca Acquisition Holdings, LLC. Azteca Acquisition Holdings, LLC and Gabriel Brener disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
- [F3]The securities are held directly by Brener International Group, LLC and indirectly by Gabriel Brener. Gabriel Brener has pecuniary interest in 10% of the warrants held by Brener International Group, LLC and is one of the beneficiaries of a trust that has a 90% pecuniary interest in Brener International Group, LLC. Mr. Brener disclaims ownership of the reported securities except to the extent of his pecuniary interest.
Documents
Issuer
Azteca Acquisition Corp
CIK 0001518749
Entity typeother
Related Parties
1- filerCIK 0001524158
Filing Metadata
- Form type
- 4
- Filed
- Mar 7, 7:00 PM ET
- Accepted
- Mar 8, 7:51 PM ET
- Size
- 10.8 KB