4//SEC Filing
SILVERMAN JACOB 4
Accession 0001144204-12-014613
CIK 0001397821other
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 4:26 PM ET
Size
8.0 KB
Accession
0001144204-12-014613
Insider Transaction Report
Form 4
SILVERMAN JACOB
Executive VP and CFO
Transactions
- Tax Payment
Class A common stock
2012-03-10$14.36/sh−2,636$37,853→ 126,158 total - Other
Duff and Phelps Acquisitions, LLC New Class A Units
2012-03-13$13.38/sh−3,986$53,333→ 134,731 total→ Class A common stock (3,986 underlying)
Footnotes (3)
- [F1]Shares were delivered to satisfy tax withholding obligations with respect to the vesting of restricted stock.
- [F2]Pursuant to an exchange agreement entered into in connection with the closing of the initial public offering of Duff and Phelps Corporation (the "IPO"), holders of New Class A Units of Duff and Phelps Acquisitions, LLC ("DPA") issued in connection with the reorganization of DPA immediately prior to the consummation of the IPO (the "Reorganization") may exchange their New Class A Units for Class A common stock of Duff and Phelps Corporation on a one-for-one basis up to four times each year, subject to the vesting, minimum retained ownership requirements and transfer restrictions and customary conversion rate adjustments for splits, unit distributions and reclassifications contained in the exchange agreement.
- [F3]The New Class A Units listed in the table above were redeemed by Duff and Phelps Acquisitions, LLC using a portion of the net proceeds from the exercise of a portion of the over-allotment option in connection with Duff and Phelps Corporation's public offering of 4,500,000 shares of Class A common stock.
Documents
Issuer
Duff & Phelps Corp
CIK 0001397821
Entity typeother
Related Parties
1- filerCIK 0001413239
Filing Metadata
- Form type
- 4
- Filed
- Mar 12, 8:00 PM ET
- Accepted
- Mar 13, 4:26 PM ET
- Size
- 8.0 KB