ENGELKE GEORGE L JR 4

Accession 0001144204-12-015868

CIK 0000910322other

View on SEC.gov Company Profile

Filed

Mar 18, 8:00 PM ET

Accepted

Mar 19, 4:33 PM ET

Size

21.3 KB

Accession

0001144204-12-015868

Insider Transaction Report

Form 4

Period: 2012-03-16

ASTORIA FINANCIAL CORPAF

ENGELKE GEORGE L JR

DirectorChairman & CEO

Transactions

Other
Common Stock
2012-03-16−9,940→ 0 total(indirect: RSA)
Other
Common Stock
2012-03-16−36,290→ 0 total(indirect: RSA)

Holdings

Non-Statutory Stock Option
Exercise: $24.40From: 2005-12-22Exp: 2013-03-18→ Common Stock (310,902 underlying)
310,902
Non-Statutory Stock Option
Exercise: $18.00From: 2006-01-10Exp: 2012-12-17→ Common Stock (399,446 underlying)
399,446
Non-Statutory Stock Option
Exercise: $29.02From: 2009-01-09Exp: 2012-12-20→ Common Stock (345,000 underlying)
345,000
Common Stock
(indirect: ESOP)
51,744.59
Non-Statutory Stock Option
Exercise: $26.63From: 2005-12-22Exp: 2013-03-18→ Common Stock (3,754 underlying)
3,754
Incentive Stock Option
Exercise: $18.00From: 2006-01-10Exp: 2012-12-17→ Common Stock (5,554 underlying)
5,554
Non-Statutory Stock Option
Exercise: $26.63From: 2005-12-22Exp: 2013-03-18→ Common Stock (393,746 underlying)
393,746
Common Stock
(indirect: By 401(k))
40,219.01
Common Stock
1,393,657
Common Stock
(indirect: By Spouse)
6,000
Non-Statutory Stock Option
Exercise: $24.40From: 2005-12-22Exp: 2013-03-18→ Common Stock (4,098 underlying)
4,098

Footnotes (8)

[F1]Shares are held by Mr. Engelke Jr.'s spouse.
[F2]Represents shares allocated to Mr. Engelke Jr.'s account under the Astoria Federal Savings and Loan Association Employee Stock Ownership Plan ("ESOP") as of December 31, 2011 and held in the ESOP Trust.
[F3]Represents shares held in the Employer Stock Fund of the Astoria Incentive Savings Plan ("401(k) Plan") for the account of Mr. Engelke, Jr. as of March 16, 2012. Shares are held in the 401(k) Plan Trust.
[F4]Options were granted pursuant to the 1999 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1999 Plan.
[F5]Options were granted pursuant to the 2003 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 2003 Plan.
[F6]Options were granted pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2005 Plan.
[F7]Represents cancellation of restricted stock awarded February 1, 2010 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The cancellation was in accordance with the terms and conditions of the 2005 Stock Plan, and resulted from Mr. Engelke's retirement as an employee.
[F8]Represents cancellation of restricted stock awarded January 31, 2011 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The cancellation was in accordance with the terms and conditions of the 2005 Stock Plan, and resulted from Mr. Engelke's retirement as an employee.

Documents

2 files

Issuer

ASTORIA FINANCIAL CORP

CIK 0000910322

→

Entity typeother

Related Parties

filerCIK 0001210749

Filing Metadata

Form type: 4
Filed: Mar 18, 8:00 PM ET
Accepted: Mar 19, 4:33 PM ET
Size: 21.3 KB

View on SEC.gov