4//SEC Filing
Groen Dirk J. H. 4
Accession 0001144204-12-017080
CIK 0001368964other
Filed
Mar 25, 8:00 PM ET
Accepted
Mar 26, 2:29 PM ET
Size
9.6 KB
Accession
0001144204-12-017080
Insider Transaction Report
Form 4
Groen Dirk J. H.
Director10% Owner
Transactions
- Award
Stock Option (right to buy)
2011-12-13+100,000→ 100,000 totalExercise: $0.13Exp: 2021-08-17→ Common Stock (100,000 underlying) - Other
Stock Option (right to buy)
2011-11-17−33,334→ 0 total(indirect: See Footnote)→ Common Stock (33,334 underlying)
Holdings
- 13,142,962(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]Owned by Avante Petroleum S.A, of which Mr. Groen is Chief Executive Officer. Mr. Groen disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
- [F2]Granted under the Company's 2008 Equity Incentive Plan. Vests in three equal installments on each of the first, second and third anniversaries of December 13, 2011, contingent upon continuous service.
- [F3]Stock options granted under the Company's 2008 Equity Incentive Plan, which had vested with respect to 33,334 shares, and have expired unexercised 3 months after Alexander Berger's resignation from the Company's Board of Directors.
- [F4]Stock options granted under the Company's 2008 Equity Incentive Plan to former director Alexander Berger and beneficially owned by Oranje-Nassau Energie B.V. ("O-NE"). Avante Petroleum SA is an affiliate of O-NE and may be deemed to beneficially own the securities beneficially owned by O-NE. Mr. Groen disclaims beneficial ownership of these options and the common stock issuable upon exercise thereof, except to the extent of his pecuniary interest therein.
Documents
Issuer
La Cortez Energy, Inc.
CIK 0001368964
Entity typeother
Related Parties
1- filerCIK 0001539592
Filing Metadata
- Form type
- 4
- Filed
- Mar 25, 8:00 PM ET
- Accepted
- Mar 26, 2:29 PM ET
- Size
- 9.6 KB