Home/Filings/4/0001144204-12-025043
4//SEC Filing

Ashenfelter Mark Jeffrey 4

Accession 0001144204-12-025043

CIK 0001495222other

Filed

Apr 29, 8:00 PM ET

Accepted

Apr 30, 5:25 PM ET

Size

6.9 KB

Accession

0001144204-12-025043

Insider Transaction Report

Form 4
Period: 2012-04-27
Transactions
  • Exercise of In-Money

    Subscription Rights

    2012-04-273,0000 total
    Exercise: $13.75From: 2012-04-11Exp: 2012-04-27Common Stock (3,000 underlying)
  • Exercise of In-Money

    Common Stock

    2012-04-27$13.75/sh+3,000$41,2506,000 total
Footnotes (1)
  • [F1]Subscription rights received pursuant to a pro rata distribution thereof to the stockholders of record of Oxford Lane Capital Corp. as of April 11, 2012 in connection with a rights offering.

Issuer

Oxford Lane Capital Corp.

CIK 0001495222

Entity typeother

Related Parties

1
  • filerCIK 0001507793

Filing Metadata

Form type
4
Filed
Apr 29, 8:00 PM ET
Accepted
Apr 30, 5:25 PM ET
Size
6.9 KB