Grushkin Ailon Z. 4
4 · SMG Indium Resources Ltd. · Filed May 1, 2012
Insider Transaction Report
Form 4
Grushkin Ailon Z.
DirectorPresident
Transactions
- Purchase
Common Stock Warrants
2012-04-30+20,000→ 97,307 total(indirect: See Footnote)Exercise: $5.75From: 2012-04-30Exp: 2016-05-04→ Common Stock (20,000 underlying) - Purchase
Common Stock, par value $0.001
2012-04-30+20,000→ 97,307 total(indirect: See Footnote)
Footnotes (3)
- [F1]Represent securities purchased directly by AZG Tangible Assets Fund LLC. Ailon Z. Grushkin is the Managing Member of Nano-Cap Advisors LLC, the Managing Member of AZG Tangible Assets Fund LLC.
- [F2]The reported Securities are included within 20,000 Units purchased by the Reporting Person for $2.66 per Unit. Each Unit consists of one share of Common Stock and one Warrant to purchase one share of Common Stock.
- [F3]The reported Securities purchased were executed through Andrew Garrett Inc. The broker of record at Andrew Garrett Inc. was Richard A. Biele, a director, the chief operating officer and through BRACK Advisors LLC, a member of Specialty Metals Group Advisors LLC, the Manager of SMG Indium Resources Ltd. The trade was executed on an unsolicited basis and Mr. Biele received his standard brokerage commission for the trade execution.