MCCANN GARY T 4
4 · ASTORIA FINANCIAL CORP · Filed May 2, 2012
Insider Transaction Report
Form 4
MCCANN GARY T
Executive Vice President
Transactions
- Other
Common Stock
2012-04-30−36,632→ 0 total(indirect: RSA) - Other
Common Stock
2012-04-30−37,260→ 0 total(indirect: RSA) - Other
Common Stock
2012-04-30−29,300→ 0 total(indirect: RSA) - Other
Common Stock
2012-04-30−34,608→ 0 total(indirect: RSA)
Holdings
- 1,619.99(indirect: By 401(k))
Common Stock
- 4,098
Non-Statutory Stock Option
Exercise: $24.40From: 2005-12-22Exp: 2012-07-30→ Common Stock (4,098 underlying) - 3,754
Non-Statutory Stock Option
Exercise: $26.63From: 2005-12-22Exp: 2012-07-30→ Common Stock (3,754 underlying) - 46,104.4(indirect: ESOP)
Common Stock
- 5,554
Incentive Stock Option
Exercise: $18.00From: 2006-01-10Exp: 2012-07-30→ Common Stock (5,554 underlying) - 86,246
Non-Statutory Stock Option
Exercise: $26.63From: 2005-12-22Exp: 2012-07-30→ Common Stock (86,246 underlying) - 64,968
Common Stock
- 84,000
Non-Statutory Stock Option
Exercise: $29.02From: 2009-01-09Exp: 2012-07-30→ Common Stock (84,000 underlying) - 43,946
Non-Statutory Stock Option
Exercise: $18.00From: 2006-01-10Exp: 2012-07-30→ Common Stock (43,946 underlying) - 52,152
Non-Statutory Stock Option
Exercise: $24.40From: 2005-12-22Exp: 2012-07-30→ Common Stock (52,152 underlying)
Footnotes (9)
- [F1]Represents shares allocated to Mr. McCann's account under the Astoria Federal Savings and Loan Association Employee Stock Ownership Plan ("ESOP') as of March 31, 2012 and held in the ESOP Trust.
- [F2]Represents shares held in the Employer Stock Fund of the Astoria Incentive Savings plan ("401(k) Plan") for the account of Mr. McCann as of March 31, 2012. Shares are held in the 401(k) Plan Trust.
- [F3]Options were granted pursuant to the 1999 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1999 Plan.
- [F4]Options were granted pursuant to the 2003 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 2003 Plan.
- [F5]Options were granted pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2005 Plan.
- [F6]Represents cancellation of restricted stock awarded January 28, 2008 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The cancellation was in accordance with the terms and conditions of the 2005 Stock Plan and resulted from Mr. McCann's Voluntary Termination.
- [F7]Represents cancellation of restricted stock awarded February 2, 2009 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The cancellation was in accordance with the terms and conditions of the 2005 Stock Plan and resulted from Mr. McCann's Voluntary Termination.
- [F8]Represents cancellation of restricted stock awarded February 1, 2010 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The cancellation was in accordance with the terms and conditions of the 2005 Stock Plan and resulted from Mr. McCann's Voluntary Termination.
- [F9]Represents cancellation of restricted stock awarded January 31, 2011 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The cancellation was in accordance with the terms and conditions of the 2005 Stock Plan and resulted from Mr. McCann's Voluntary Termination.