GREENBERG ARNOLD K 4

Accession 0001144204-12-025979

CIK 0000910322other

View on SEC.gov Company Profile

Filed

May 2, 8:00 PM ET

Accepted

May 3, 5:31 PM ET

Size

22.7 KB

Accession

0001144204-12-025979

Insider Transaction Report

Form 4

Period: 2012-05-01

ASTORIA FINANCIAL CORPAF

GREENBERG ARNOLD K

Executive Vice President

Transactions

Other
Common Stock
2012-05-01−8,950→ 0 total(indirect: RSA)
Other
Common Stock
2012-05-01−10,900→ 0 total(indirect: RSA)

Holdings

Common Stock
(indirect: By Spouse)
60,000
Common Stock
(indirect: ESOP)
51,744.58
Common Stock
253,604.06
Non-Statutory Stock Option
Exercise: $26.63From: 2005-12-22Exp: 2013-05-01→ Common Stock (3,754 underlying)
3,754
Common Stock
(indirect: By Spouse)
957.06
Non-Statutory Stock Option
Exercise: $24.40From: 2005-12-22Exp: 2013-05-01→ Common Stock (4,098 underlying)
4,098
Common Stock
(indirect: By 401(k))
76,853.3
Non-Statutory Stock Option
Exercise: $18.00From: 2006-01-10Exp: 2012-12-17→ Common Stock (124,946 underlying)
124,946
Non-Statutory Stock Option
Exercise: $29.02From: 2009-01-09Exp: 2012-12-20→ Common Stock (112,700 underlying)
112,700
Incentive Stock Option
Exercise: $18.00From: 2006-01-10Exp: 2012-12-17→ Common Stock (5,554 underlying)
5,554
Non-Statutory Stock Option
Exercise: $24.40From: 2005-12-22Exp: 2013-05-01→ Common Stock (90,402 underlying)
90,402
Non-Statutory Stock Option
Exercise: $26.63From: 2005-12-22Exp: 2013-05-01→ Common Stock (128,246 underlying)
128,246

Footnotes (10)

[F1]Includes shares acquired pursuant to the Astoria Financial Corporation Automatic Dividend Reinvestment Stock Purchase Plan which are exempt from the operation of Section 16 of the Securities Exchange Act of 1934 and are beneficially owned directly by Mr. Greenberg.
[F10]Represents cancellation of restricted stock awarded January 31, 2011 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The cancellation was in accordance with the terms and conditions of the 2005 Stock Plan, and resulted from Mr. Greenberg's retirement.
[F2]Includes shares acquired pursuant to the Astoria Financial Corporation Automatic Dividend Reinvestment Stock Purchase Plan which are exempt from the operation of Section 16 of the Securities Exchange Act of 1934 and are held in the Individual Retirement Account of Mr. Greenberg's spouse.
[F3]Shares are held by Mr. Greenberg's spouse.
[F4]Represents shares allocated to Mr. Greenberg's account under the Astoria Federal Savings and Loan Association Employee Stock Ownership Plan ("ESOP") as of March 31, 2012 and held in the ESOP Trust.
[F5]Represents shares held in the Employer Stock Fund of the Astoria Incentive Savings Plan ("401(k) Plan") for the account of Mr. Greenberg as of March 31, 2012. Shares are held in the 401(k) Plan Trust.
[F6]Options were granted pursuant to the 1999 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1999 Plan.
[F7]Options were granted pursuant to the 2003 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 2003 Plan.
[F8]Options were granted pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2005 Plan.
[F9]Represents cancellation of restricted stock awarded February 1, 2010 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The cancellation was in accordance with the terms and conditions of the 2005 Stock Plan, and resulted from Mr. Greenberg's retirement.

Documents

2 files

Issuer

ASTORIA FINANCIAL CORP

CIK 0000910322

→

Entity typeother

Related Parties

filerCIK 0001210863

Filing Metadata

Form type: 4
Filed: May 2, 8:00 PM ET
Accepted: May 3, 5:31 PM ET
Size: 22.7 KB

View on SEC.gov