4//SEC Filing
KINDERHOOK GP LLC 4
Accession 0001144204-12-031042
CIK 0001077183other
Filed
May 20, 8:00 PM ET
Accepted
May 21, 4:42 PM ET
Size
14.1 KB
Accession
0001144204-12-031042
Insider Transaction Report
Form 4
NEOGENOMICS INCNGNM
KINDERHOOK GP LLC
10% Owner
Transactions
- Purchase
Common Stock, par value $0.001
2012-05-15$1.70/sh+175,000$297,500→ 4,664,297 total - Purchase
Common Stock, par value $0.001
2012-05-17$1.70/sh+100,000$169,980→ 4,764,297 total
KINDERHOOK PARTNERS, LLC
10% Owner
Transactions
- Purchase
Common Stock, par value $0.001
2012-05-15$1.70/sh+175,000$297,500→ 4,664,297 total - Purchase
Common Stock, par value $0.001
2012-05-17$1.70/sh+100,000$169,980→ 4,764,297 total
CLEARMAN STEPHEN J
10% Owner
Transactions
- Purchase
Common Stock, par value $0.001
2012-05-15$1.70/sh+175,000$297,500→ 4,664,297 total - Purchase
Common Stock, par value $0.001
2012-05-17$1.70/sh+100,000$169,980→ 4,764,297 total
KINDERHOOK PARTNERS, LP
10% Owner
Transactions
- Purchase
Common Stock, par value $0.001
2012-05-17$1.70/sh+100,000$169,980→ 4,764,297 total - Purchase
Common Stock, par value $0.001
2012-05-15$1.70/sh+175,000$297,500→ 4,664,297 total
Shah Tushar
10% Owner
Transactions
- Purchase
Common Stock, par value $0.001
2012-05-15$1.70/sh+175,000$297,500→ 4,664,297 total - Purchase
Common Stock, par value $0.001
2012-05-17$1.70/sh+100,000$169,980→ 4,764,297 total
Footnotes (2)
- [F1]Mr. Tushar Shah and Mr. Stephen J. Clearman are the co-managing members of Kinderhook GP, LLC (the "General Partner"), which is responsible for making investment decisions with respect to Kinderhook Partners, LP (the "Partnership") as its general partner. In addition, Mr. Shah and Mr. Clearman are the co-managing members of Kinderhook Capital Management, LLC (the "Investment Adviser"), which serves as the Partnership's investment adviser, and they are responsible for making investment recommendations on behalf of the Investment Adviser. As a result, Mr. Shah and Mr. Clearman may be deemed to control the Partnership, the General Partner, and the Investment Adviser, and may be deemed to have a beneficial interest in the shares of Common Stock by virtue of their indirect control of the Partnership's, the General Partner's, and the Investment Adviser's power to vote and/or dispose of the shares of Common Stock.
- [F2]Mr. Shah and Mr. Clearman disclaim beneficial ownership of the shares of Common Stock except to the extent of his respective pecuniary interest, if any, therein. Kinderhook Capital Management, LLC and Kinderhook GP, LLC specifically disclaim beneficial ownership in the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, if any.
Documents
Issuer
NEOGENOMICS INC
CIK 0001077183
Entity typeother
Related Parties
1- filerCIK 0001266402
Filing Metadata
- Form type
- 4
- Filed
- May 20, 8:00 PM ET
- Accepted
- May 21, 4:42 PM ET
- Size
- 14.1 KB