MOORE THOMAS A 4
4 · Advaxis, Inc. · Filed May 22, 2012
Insider Transaction Report
Form 4
Advaxis, Inc.ADXS
MOORE THOMAS A
DirectorCHAIRMAN / CEO
Transactions
- Award
Convertible Promissory Note
2012-05-18Exercise: $0.15Exp: 2013-05-18→ Common Stock (800,000 underlying) - Award
Common Stock Warrants (right to buy)
2012-05-18+400,000→ 400,000 totalExercise: $0.15Exp: 2017-05-18→ Common Stock (400,000 underlying)
Footnotes (2)
- [F1]Immediately
- [F2]Pursuant to that certain Note Purchase Agreement, dated as of May 14, 2012, by and among Advaxis, Inc. (the "Company") and certain accredited investors, including Mr. Moore, the Company issued $120,000.00 of its convertible promissory notes (the "Notes") to Mr. Moore for a purchase price of $90,000.00. Additionally, Mr. Moore received a warrant to purchase such number of shares of the Company's common stock equal to 50% of such number of shares of the Company's common stock issuable upon conversion of the Note at an exercise price of $0.15 per share.