Home/Filings/4/0001144204-12-031536
4//SEC Filing

Rhodes John D 4

Accession 0001144204-12-031536

CIK 0001122063other

Filed

May 22, 8:00 PM ET

Accepted

May 23, 5:20 PM ET

Size

54.2 KB

Accession

0001144204-12-031536

Insider Transaction Report

Form 4
Period: 2007-12-20
Transactions
  • Award

    Common Stock

    2007-02-20$1.00/sh+300,000$300,000300,000 total
  • Purchase

    Common Stock

    2010-02-26$1.32/sh+10,000$13,200310,000 total
  • Purchase

    Common Stock

    2010-06-18$1.03/sh+25,000$25,750335,000 total
  • Purchase

    Common Stock

    2010-08-23$0.50/sh+75,000$37,500410,000 total
  • Purchase

    Common Stock

    2012-05-23$0.07/sh+25,000$1,700435,000 total
  • Award

    Series B convertibel preferred stock, $1,000 stated value

    2008-07-14$1000.00/sh+400$400,000400 total
  • Award

    Series B convertibel preferred stock, $1,000 stated value

    2009-02-16$1000.00/sh+300$300,000700 total
  • Award

    Equity financing arrangement Warrants - #2

    2008-12-31$1.00/sh+16,667$16,667249,998 total
    Exercise: $1.00From: 2008-12-31Exp: 2013-12-31Common Stock (16,667 underlying)
  • Award

    Equity Financing Warrants

    2008-08-20$1.00/sh+100,000$100,000100,000 total
    Exercise: $1.00From: 2008-08-20Exp: 2013-08-20Common stock (100,000 underlying)
  • Award

    Bridge Warrants

    2008-11-20$1.00/sh+28,000$28,000173,000 total
    Exercise: $1.00From: 2008-11-20Exp: 2013-11-20Common Stock (28,000 underlying)
  • Award

    Compensatory Warrants

    2008-03-26$1.00/sh+300,000$300,000300,000 total
    Exercise: $1.00From: 2008-03-26Exp: 2013-03-26Common stock (300,000 underlying)
  • Award

    Bridge Warrants - #2

    2009-10-06$1.00/sh+37,500$37,50062,500 total
    Exercise: $1.00From: 2009-10-06Exp: 2014-10-06Common stock (37,500 underlying)
  • Award

    Series B Convertible Preferred Stock

    2008-07-14$1.00/sh+444,444$444,444444,444 total
    Exercise: $1.00From: 2008-07-14Exp: 2013-07-14Common stock (444,444 underlying)
  • Award

    Series B Convertible Preferred Stock Warrant

    2008-07-14$1.00/sh+200,000$200,000200,000 total
    Exercise: $1.00From: 2008-07-14Exp: 2013-07-14Common stock (200,000 underlying)
  • Award

    Bridge Warrants - #2

    2009-08-07$1.00/sh+25,000$25,00025,000 total
    Exercise: $1.00From: 2009-08-07Exp: 2014-08-07Common stock (25,000 underlying)
  • Award

    Bridge Warrants - #2

    2009-11-05$1.00/sh+50,000$50,000112,500 total
    Exercise: $1.00From: 2009-11-05Exp: 2014-11-05Common stock (50,000 underlying)
  • Award

    Series B Convertible Preferred Stock

    2009-02-16$1.00/sh+333,333$333,333777,777 total
    Exercise: $1.00From: 2009-02-16Exp: 2009-02-16Common stock (333,333 underlying)
  • Award

    Credit Facility Warrants

    2011-02-28$1.00/sh+15,000$15,000105,000 total
    Exercise: $1.00From: 2011-02-28Exp: 2011-02-28Common Stock (15,000 underlying)
  • Award

    Credit Facility

    2011-03-31$1.00/sh+15,000$15,000120,000 total
    Exercise: $1.00From: 2011-03-31Exp: 2011-03-31Common Stock (15,000 underlying)
  • Award

    Credit Facility Warrants

    2011-06-30$1.00/sh+45,000$45,000165,000 total
    Exercise: $1.00From: 2011-06-30Exp: 2011-06-30Common Stock (45,000 underlying)
  • Award

    Equity financing Warrants - #3

    2009-09-09$1.00/sh+33,333$33,333366,664 total
    Exercise: $1.00From: 2009-09-09Exp: 2014-09-09Common stock (33,333 underlying)
  • Award

    Series B Convertible Preferred Stock Warrant

    2009-02-16$1.00/sh+150,000$150,000350,000 total
    Exercise: $1.00From: 2009-02-16Exp: 2009-02-16Common stock (150,000 underlying)
  • Award

    Convertible Note Warrants

    2007-12-20$1.00/sh+166,667$166,667166,667 total
    Exercise: $1.00From: 2007-12-20Exp: 2012-12-20Common stock (166,667 underlying)
  • Award

    Credit Facility Warrants

    2010-12-31$1.00/sh+75,000$75,00075,000 total
    Exercise: $1.00From: 2010-12-31Exp: 2015-12-31Common stock (75,000 underlying)
  • Award

    Credit Facility Warrants

    2011-01-31$1.00/sh+15,000$15,00090,000 total
    Exercise: $1.00From: 2011-01-31Exp: 2011-01-31Common stock (15,000 underlying)
Footnotes (6)
  • [F1]Par value $0.001 per share
  • [F2]Warrants awarded in increments of 33,333 per monthly for duration of Equity Financing Arrangement. Awards were made monthly from 6-15-2008 to 12-15-2008 for a total of 233,331 warrants issued. The Arrangement was terminated on 12/31/2008 thereby another 16,667 warrants were issued for the 15 days between 12/15 and 12/31 for a total of 250,000.
  • [F3]125,000 Bridge Warrants issued at inception of Bridge Note with 20,000 warrants issued in increments of 2,000 monthly from 2/15 to 11/15/2008. Remaining warrants of 28,000 issued on 11/20/2008 for a total of 173,000 Bridge Warrants issued.
  • [F4]Equity Financing Warrants - #3 awarded in initital increment of 100,000 on 1/9/2009 at inception of Equity Financing Arrangement and thereafter in increments of 33,333 monthly from 2/9 to 9/9/2009 for total warrants issued of 366,664.
  • [F5]Each Series B Preferred Stock is convertible into Common Stock at a ratio of 1:1,111.
  • [F6]Each Series B Convertible Preferred Stock carries a warrant convertible into 1/2 share of Common Stock.

Issuer

BEACON ENTERPRISE SOLUTIONS GROUP INC

CIK 0001122063

Entity typeother

Related Parties

1
  • filerCIK 0001421467

Filing Metadata

Form type
4
Filed
May 22, 8:00 PM ET
Accepted
May 23, 5:20 PM ET
Size
54.2 KB