Rhodes John D 4
Accession 0001144204-12-031536
Filed
May 22, 8:00 PM ET
Accepted
May 23, 5:20 PM ET
Size
54.2 KB
Accession
0001144204-12-031536
Insider Transaction Report
- Award
Common Stock
2007-02-20$1.00/sh+300,000$300,000→ 300,000 total - Purchase
Common Stock
2010-02-26$1.32/sh+10,000$13,200→ 310,000 total - Purchase
Common Stock
2010-06-18$1.03/sh+25,000$25,750→ 335,000 total - Purchase
Common Stock
2010-08-23$0.50/sh+75,000$37,500→ 410,000 total - Purchase
Common Stock
2012-05-23$0.07/sh+25,000$1,700→ 435,000 total - Award
Series B convertibel preferred stock, $1,000 stated value
2008-07-14$1000.00/sh+400$400,000→ 400 total - Award
Series B convertibel preferred stock, $1,000 stated value
2009-02-16$1000.00/sh+300$300,000→ 700 total - Award
Equity financing arrangement Warrants - #2
2008-12-31$1.00/sh+16,667$16,667→ 249,998 totalExercise: $1.00From: 2008-12-31Exp: 2013-12-31→ Common Stock (16,667 underlying) - Award
Equity Financing Warrants
2008-08-20$1.00/sh+100,000$100,000→ 100,000 totalExercise: $1.00From: 2008-08-20Exp: 2013-08-20→ Common stock (100,000 underlying) - Award
Bridge Warrants
2008-11-20$1.00/sh+28,000$28,000→ 173,000 totalExercise: $1.00From: 2008-11-20Exp: 2013-11-20→ Common Stock (28,000 underlying) - Award
Compensatory Warrants
2008-03-26$1.00/sh+300,000$300,000→ 300,000 totalExercise: $1.00From: 2008-03-26Exp: 2013-03-26→ Common stock (300,000 underlying) - Award
Bridge Warrants - #2
2009-10-06$1.00/sh+37,500$37,500→ 62,500 totalExercise: $1.00From: 2009-10-06Exp: 2014-10-06→ Common stock (37,500 underlying) - Award
Series B Convertible Preferred Stock
2008-07-14$1.00/sh+444,444$444,444→ 444,444 totalExercise: $1.00From: 2008-07-14Exp: 2013-07-14→ Common stock (444,444 underlying) - Award
Series B Convertible Preferred Stock Warrant
2008-07-14$1.00/sh+200,000$200,000→ 200,000 totalExercise: $1.00From: 2008-07-14Exp: 2013-07-14→ Common stock (200,000 underlying) - Award
Bridge Warrants - #2
2009-08-07$1.00/sh+25,000$25,000→ 25,000 totalExercise: $1.00From: 2009-08-07Exp: 2014-08-07→ Common stock (25,000 underlying) - Award
Bridge Warrants - #2
2009-11-05$1.00/sh+50,000$50,000→ 112,500 totalExercise: $1.00From: 2009-11-05Exp: 2014-11-05→ Common stock (50,000 underlying) - Award
Series B Convertible Preferred Stock
2009-02-16$1.00/sh+333,333$333,333→ 777,777 totalExercise: $1.00From: 2009-02-16Exp: 2009-02-16→ Common stock (333,333 underlying) - Award
Credit Facility Warrants
2011-02-28$1.00/sh+15,000$15,000→ 105,000 totalExercise: $1.00From: 2011-02-28Exp: 2011-02-28→ Common Stock (15,000 underlying) - Award
Credit Facility
2011-03-31$1.00/sh+15,000$15,000→ 120,000 totalExercise: $1.00From: 2011-03-31Exp: 2011-03-31→ Common Stock (15,000 underlying) - Award
Credit Facility Warrants
2011-06-30$1.00/sh+45,000$45,000→ 165,000 totalExercise: $1.00From: 2011-06-30Exp: 2011-06-30→ Common Stock (45,000 underlying) - Award
Equity financing Warrants - #3
2009-09-09$1.00/sh+33,333$33,333→ 366,664 totalExercise: $1.00From: 2009-09-09Exp: 2014-09-09→ Common stock (33,333 underlying) - Award
Series B Convertible Preferred Stock Warrant
2009-02-16$1.00/sh+150,000$150,000→ 350,000 totalExercise: $1.00From: 2009-02-16Exp: 2009-02-16→ Common stock (150,000 underlying) - Award
Convertible Note Warrants
2007-12-20$1.00/sh+166,667$166,667→ 166,667 totalExercise: $1.00From: 2007-12-20Exp: 2012-12-20→ Common stock (166,667 underlying) - Award
Credit Facility Warrants
2010-12-31$1.00/sh+75,000$75,000→ 75,000 totalExercise: $1.00From: 2010-12-31Exp: 2015-12-31→ Common stock (75,000 underlying) - Award
Credit Facility Warrants
2011-01-31$1.00/sh+15,000$15,000→ 90,000 totalExercise: $1.00From: 2011-01-31Exp: 2011-01-31→ Common stock (15,000 underlying)
Footnotes (6)
- [F1]Par value $0.001 per share
- [F2]Warrants awarded in increments of 33,333 per monthly for duration of Equity Financing Arrangement. Awards were made monthly from 6-15-2008 to 12-15-2008 for a total of 233,331 warrants issued. The Arrangement was terminated on 12/31/2008 thereby another 16,667 warrants were issued for the 15 days between 12/15 and 12/31 for a total of 250,000.
- [F3]125,000 Bridge Warrants issued at inception of Bridge Note with 20,000 warrants issued in increments of 2,000 monthly from 2/15 to 11/15/2008. Remaining warrants of 28,000 issued on 11/20/2008 for a total of 173,000 Bridge Warrants issued.
- [F4]Equity Financing Warrants - #3 awarded in initital increment of 100,000 on 1/9/2009 at inception of Equity Financing Arrangement and thereafter in increments of 33,333 monthly from 2/9 to 9/9/2009 for total warrants issued of 366,664.
- [F5]Each Series B Preferred Stock is convertible into Common Stock at a ratio of 1:1,111.
- [F6]Each Series B Convertible Preferred Stock carries a warrant convertible into 1/2 share of Common Stock.
Documents
Issuer
BEACON ENTERPRISE SOLUTIONS GROUP INC
CIK 0001122063
Related Parties
1- filerCIK 0001421467
Filing Metadata
- Form type
- 4
- Filed
- May 22, 8:00 PM ET
- Accepted
- May 23, 5:20 PM ET
- Size
- 54.2 KB