4//SEC Filing
Waye Thom 4
Accession 0001144204-12-033600
CIK 0001505611other
Filed
Jun 5, 8:00 PM ET
Accepted
Jun 6, 5:50 PM ET
Size
10.9 KB
Accession
0001144204-12-033600
Insider Transaction Report
Form 4
Sigma Capital Advisors, LLC
10% Owner
Transactions
- Other
Common Stock, par value $.001 per share
2012-06-04+297,727→ 933,427 total(indirect: See Footnote)
Waye Thom
10% Owner
Transactions
- Other
Common Stock, par value $.001 per share
2012-06-04+297,727→ 933,427 total(indirect: See Footnote)
Sigma Capital Partners, LLC
10% Owner
Transactions
- Other
Common Stock, par value $.001 per share
2012-06-04+297,727→ 933,427 total(indirect: See Footnote)
Sigma Opportunity Fund II, LLC
10% Owner
Transactions
- Other
Common Stock, par value $.001 per share
2012-06-04+297,727→ 933,427 total(indirect: See Footnote)
Footnotes (3)
- [F1]Pursuant to a certain consent and waiver agreement, dated as of June 4, 2012, among the Issuer, Sigma Opportunity Fund II, LLC ("Sigma Fund"), Sigma Capital Advisors, LLC ("Sigma Advisors") and others, the Issuer agreed to issue 272,727 shares of common stock to Sigma Fund and 25,000 shares of common stock to Sigma Advisors.
- [F2]This Form 4 is filed jointly by Sigma Fund, Sigma Advisors, Sigma Capital Partners, LLC ("Sigma Partners") and Thom Waye.
- [F3]Of these securities, (i) 65,000 shares are owned directly by Sigma Advisors and (ii) 868,427 shares are owned directly by Sigma Fund. Mr. Waye, Sigma Partners and Sigma Advisors may be deemed to indirectly beneficially own the securities not directly owned by virtue of Mr. Waye being the sole member of Sigma Partners, which is the sole member of Sigma Advisors, the managing member of Sigma Fund for which Mr. Waye is the manager. Each of the reporting persons disclaims beneficial ownership of the securities not directly owned by them except to the extent of their pecuniary interest therein.
Documents
Issuer
DecisionPoint Systems, Inc.
CIK 0001505611
Entity typeother
Related Parties
1- filerCIK 0001327217
Filing Metadata
- Form type
- 4
- Filed
- Jun 5, 8:00 PM ET
- Accepted
- Jun 6, 5:50 PM ET
- Size
- 10.9 KB