4//SEC Filing
PETERSON PETER M 4
Accession 0001144204-12-033660
CIK 0001077183other
Filed
Jun 6, 8:00 PM ET
Accepted
Jun 7, 11:06 AM ET
Size
7.6 KB
Accession
0001144204-12-033660
Insider Transaction Report
Form 4
NEOGENOMICS INCNGNM.OB
PETERSON PETER M
Director
Transactions
- Award
Common Stock
2012-06-05$1.50/sh+10,500$15,750→ 34,500 total
Holdings
- 83,333(indirect: By LLC)
Warrant (Right to Buy)
Exercise: $0.75From: 2009-02-09Exp: 2014-02-09→ Common Stock (83,333 underlying) - 129,427(indirect: By Aspen Opportunity Fund, LP)
Common Stock
Footnotes (3)
- [F1]Mr. Peterson did a cashless net exercise of 100,000 warrants which resulted in him receiving 10,500 shares of common stock. On April 27, 2011 the Board of Directors approved and granted a restricted stock award of 24,000 shares of NeoGenomics common stock. The terms of the award call for 2,000 shares to vest on the last day of the next 12 quarters starting on June 30, 2011 as long as Mr. Peterson remains a Director of the Company.
- [F2]An investment entity controlled by Peter Peterson. Mr. Peterson disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.
- [F3]An investment entity controlled by Peter Peterson. Mr. Peterson disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.
Documents
Issuer
NEOGENOMICS INC
CIK 0001077183
Entity typeother
Related Parties
1- filerCIK 0001260044
Filing Metadata
- Form type
- 4
- Filed
- Jun 6, 8:00 PM ET
- Accepted
- Jun 7, 11:06 AM ET
- Size
- 7.6 KB