4//SEC Filing
Benjamin Alan C. 4
Accession 0001144204-12-033987
CIK 0001426506other
Filed
Jun 7, 8:00 PM ET
Accepted
Jun 8, 4:06 PM ET
Size
7.6 KB
Accession
0001144204-12-033987
Insider Transaction Report
Form 4
Benjamin Alan C.
DirectorChief Executive Officer
Transactions
- Purchase
Warrants
2012-06-06+1,600→ 29,712 totalExercise: $5.75From: 2012-06-06Exp: 2016-05-04→ Common Stock (1,600 underlying) - Purchase
Common Stock, par value $0.001
2012-06-06+1,600→ 32,712 total
Footnotes (2)
- [F1]The reported Securities are included within 1,600 Units purchased by the Reporting Person for $2.55 per Unit. Each Unit consists of one share of Common Stock and one Warrant to purchase one share of Common Stock.
- [F2]The reported Securities purchased were executed through Andrew Garrett Inc. The broker of record at Andrew Garrett Inc. was Richard A. Biele, a director, the chief operating officer and through BRACK Advisors LLC, a member of Specialty Metals Group Advisors LLC, the Manager of SMG Indium Resources Ltd. The trade was executed on an unsolicited basis and Mr. Biele received his standard brokerage commission for the trade execution.
Documents
Issuer
SMG Indium Resources Ltd.
CIK 0001426506
Entity typeother
Related Parties
1- filerCIK 0001519589
Filing Metadata
- Form type
- 4
- Filed
- Jun 7, 8:00 PM ET
- Accepted
- Jun 8, 4:06 PM ET
- Size
- 7.6 KB