Shivji Alnoor 4
4 · WaferGen Bio-systems, Inc. · Filed Jun 11, 2012
Insider Transaction Report
Form 4
Shivji Alnoor
DirectorChief Executive Officer10% Owner
Transactions
- Award
Common Stock
2012-06-07+3,750→ 2,554,529 total - Award
Stock Option (right to buy)
2012-06-07+20,000→ 20,000 totalExercise: $0.14Exp: 2019-01-02→ Common Stock (20,000 underlying)
Holdings
- 48,333(indirect: By Trust)
Common Stock
- 48,333(indirect: By Trust)
Common Stock
- 48,333(indirect: By Trust)
Common Stock
- 2,613,552(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]Grant of shares upon vesting of restricted stock units. One-third of the restricted stock units vest every three months following the vesting commencement date of April 3, 2012 such that 100% of the restricted stock units will be fully vested on January 3, 2012 . Vested shares will be delivered to the reporting person on each vesting date. The grant replaces a grant of the same number of unvested restricted stock units.
- [F2]Twenty-five percent of the shares subject to the option vest every three months after the vesting commencement date of January 3, 2012, such that 100% of the shares subject to the option would be fully vested on the one year anniversary of the vesting commencement date. The grant replaces an option grant for the same number of shares with the same exercise price and expiration date.