Home/Filings/4/0001144204-12-034317
4//SEC Filing

Shivji Alnoor 4

Accession 0001144204-12-034317

CIK 0001368993other

Filed

Jun 10, 8:00 PM ET

Accepted

Jun 11, 9:01 PM ET

Size

10.6 KB

Accession

0001144204-12-034317

Insider Transaction Report

Form 4
Period: 2012-06-07
Shivji Alnoor
DirectorChief Executive Officer10% Owner
Transactions
  • Award

    Common Stock

    2012-06-07+3,7502,554,529 total
  • Award

    Stock Option (right to buy)

    2012-06-07+20,00020,000 total
    Exercise: $0.14Exp: 2019-01-02Common Stock (20,000 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    48,333
  • Common Stock

    (indirect: By Trust)
    48,333
  • Common Stock

    (indirect: By Trust)
    48,333
  • Common Stock

    (indirect: By Trust)
    2,613,552
Footnotes (2)
  • [F1]Grant of shares upon vesting of restricted stock units. One-third of the restricted stock units vest every three months following the vesting commencement date of April 3, 2012 such that 100% of the restricted stock units will be fully vested on January 3, 2012 . Vested shares will be delivered to the reporting person on each vesting date. The grant replaces a grant of the same number of unvested restricted stock units.
  • [F2]Twenty-five percent of the shares subject to the option vest every three months after the vesting commencement date of January 3, 2012, such that 100% of the shares subject to the option would be fully vested on the one year anniversary of the vesting commencement date. The grant replaces an option grant for the same number of shares with the same exercise price and expiration date.

Issuer

WaferGen Bio-systems, Inc.

CIK 0001368993

Entity typeother

Related Parties

1
  • filerCIK 0001435645

Filing Metadata

Form type
4
Filed
Jun 10, 8:00 PM ET
Accepted
Jun 11, 9:01 PM ET
Size
10.6 KB