Zyman Sergio 4
4 · Upstream Worldwide, Inc. · Filed Jun 12, 2012
Insider Transaction Report
Form 4
Zyman Sergio
DirectorExecutive Chairman
Transactions
- Conversion
Common stock
2012-06-08+2,500,000→ 2,500,000 total(indirect: By Sergio Zyman & Co.) - Conversion
Series A Convertible Preferred Stock
2012-06-08−500,000→ 0 total(indirect: By Sergio Zyman & Co.)→ Common Stock (2,500,000 underlying)
Holdings
- 2,500,000
Common stock
Footnotes (1)
- [F1]Each share of Series A automatically converted into five shares of the issuer's common stock when the issuer effectuated a reverse stock split (which occurred on June 8, 2012). The Series A expired at the time of conversion. The Series A were purchased in issuer's private placement offering for $500,000.