CAPPS RANDALL 4
4 · American Standard Energy Corp. · Filed Jul 3, 2012
Insider Transaction Report
Form 4
CAPPS RANDALL
Director10% Owner
Transactions
- Other
Common Stock
2012-06-30$2.25/sh+4,444,445$10,000,001→ 28,123,999 total(indirect: See Footnote)
Holdings
- 670,665
Common Stock
Footnotes (2)
- [F1]Pursuant to a Payment and Settlement Agreement by and among the Issuer, its subsidiaries and XOG Operating, LLC ("XOG"), the Issuer agreed to issue 4,444,445 shares of common stock (the "Common Stock") to XOG as payment of the outstanding amount owed to XOG pursuant to certain Joint Interest Billing Statements issued by XOG to the Company's subsidiaries in connection with certain Joint Operating Agreements. Mr. Capps is the sole owner of Geronimo.
- [F2]Includes (a) 21,642,821 shares of Common Stock held by Geronimo Holding Corp. ("Geronimo"); (b) 5,832,199 shares of Common Stock held by XOG; (c) 587,755 shares of Common Stock held by CLW South Texas 2008, LP ("CLW"); and (d) 61,224 shares of Common Stock as legal guardian of Hayden Pitts. Mr. Capps is the sole owner of Geronimo and XOG and is the majority owner of CLW.