4//SEC Filing
Gelbaum David 4
Accession 0001144204-12-039253
CIK 0000884504other
Filed
Jul 11, 8:00 PM ET
Accepted
Jul 12, 5:58 PM ET
Size
10.4 KB
Accession
0001144204-12-039253
Insider Transaction Report
Form 4
Gelbaum David
Director10% OwnerOther
Transactions
- Other
Common Stock Purchase Warrant
2012-07-12+650,000→ 650,000 totalExercise: $0.15From: 2012-07-11Exp: 2017-07-11→ Common Stock (650,000 underlying) - Purchase
Common Stock
2012-07-11$0.10/sh+650,000$65,000→ 8,011,344 total
Quercus Trust
10% Owner
Transactions
- Purchase
Common Stock
2012-07-11$0.10/sh+650,000$65,000→ 8,011,344 total - Other
Common Stock Purchase Warrant
2012-07-12+650,000→ 650,000 totalExercise: $0.15From: 2012-07-11Exp: 2017-07-11→ Common Stock (650,000 underlying)
Gelbaum Monica Chavez
10% OwnerOther
Transactions
- Other
Common Stock Purchase Warrant
2012-07-12+650,000→ 650,000 totalExercise: $0.15From: 2012-07-11Exp: 2017-07-11→ Common Stock (650,000 underlying) - Purchase
Common Stock
2012-07-11$0.10/sh+650,000$65,000→ 8,011,344 total
Footnotes (1)
- [F1]The Reporting Persons purchased a Unit plus a fraction of a Unit consisting of shares of Common Stock and a warrant for the purchase of additional shares of Common Stock. Each Unit consisted of 625,000 shares and a warrant for the purchase of an additional 625,000 shares. The purchase price was $62,500 per Unit. No allocation was made between the purchase price for the shares and the purchase price for the warrant, and the transaction is being reported here as the purchase of Common Stock at a price of $0.10 per share and the acquisition of a warrant for zero consideration.
Documents
Issuer
THERMOENERGY CORP
CIK 0000884504
Entity typeother
Related Parties
1- filerCIK 0001391795
Filing Metadata
- Form type
- 4
- Filed
- Jul 11, 8:00 PM ET
- Accepted
- Jul 12, 5:58 PM ET
- Size
- 10.4 KB