TAUSSIG TIMOTHY T 4
4 · EPOCH HOLDING CORP · Filed Jul 12, 2012
Insider Transaction Report
Form 4
TAUSSIG TIMOTHY T
Chief Operating Officer
Transactions
- Exercise/Conversion
Common Stock
2012-07-10$6.17/sh+24,368$150,351→ 335,058 total - Sale
Common Stock
2012-07-10$24.05/sh−24,368$586,050→ 310,690 total - Exercise/Conversion
Common Stock
2012-07-12$6.17/sh+3,231$19,935→ 313,921 total - Exercise/Conversion
Common Stock
2012-07-11$6.17/sh+4,478$27,629→ 315,168 total - Sale
Common Stock
2012-07-11$24.00/sh−4,478$107,472→ 310,690 total - Sale
Common Stock
2012-07-12$23.90/sh−3,231$77,221→ 310,690 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2012-07-10−24,368→ 16,870 totalExercise: $6.17Exp: 2016-01-30→ Common Stock (24,368 underlying) - Exercise/Conversion
Employee Stock Options (Right to Buy)
2012-07-11−4,478→ 12,392 totalExercise: $6.17Exp: 2016-01-30→ Common Stock (4,478 underlying) - Exercise/Conversion
Employee Stock Options (Right to Buy)
2012-07-12−3,231→ 9,161 totalExercise: $6.17Exp: 2016-01-30→ Common Stock (3,231 underlying)
Holdings
- 327,312(indirect: By GRAT No. 3)
Common Stock
- 393,939(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]This transaction was executed in multiple trades at prices ranging from $24.00 to $24.34. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- [F2]The reporting person was awarded a total grant of 41,238 options to acquire shares of the Company's Common Stock, pursuant to the Company's 2004 Omnibus Long-Term Incentive Compensation Plan. The options vested in three equal installments on January 31, 2010, January 31, 2011 and January 31, 2012.