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4//SEC Filing

TAUSSIG TIMOTHY T 4

Accession 0001144204-12-039264

CIK 0000351903other
View on SEC.govCompany Profile

Filed

Jul 11, 8:00 PM ET

Accepted

Jul 12, 7:11 PM ET

Size

20.7 KB

Accession

0001144204-12-039264

Insider Transaction Report

Form 4
Period: 2012-07-10
EPOCH HOLDING CORPEPHC
TAUSSIG TIMOTHY T
Chief Operating Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2012-07-10$6.17/sh+24,368$150,351→ 335,058 total
  • Sale

    Common Stock

    2012-07-10$24.05/sh−24,368$586,050→ 310,690 total
  • Exercise/Conversion

    Common Stock

    2012-07-12$6.17/sh+3,231$19,935→ 313,921 total
  • Exercise/Conversion

    Common Stock

    2012-07-11$6.17/sh+4,478$27,629→ 315,168 total
  • Sale

    Common Stock

    2012-07-11$24.00/sh−4,478$107,472→ 310,690 total
  • Sale

    Common Stock

    2012-07-12$23.90/sh−3,231$77,221→ 310,690 total
  • Exercise/Conversion

    Employee Stock Options (Right to Buy)

    2012-07-10−24,368→ 16,870 total
    Exercise: $6.17Exp: 2016-01-30→ Common Stock (24,368 underlying)
  • Exercise/Conversion

    Employee Stock Options (Right to Buy)

    2012-07-11−4,478→ 12,392 total
    Exercise: $6.17Exp: 2016-01-30→ Common Stock (4,478 underlying)
  • Exercise/Conversion

    Employee Stock Options (Right to Buy)

    2012-07-12−3,231→ 9,161 total
    Exercise: $6.17Exp: 2016-01-30→ Common Stock (3,231 underlying)
Holdings

  • Common Stock

    (indirect: By GRAT No. 3)
    327,312

  • Common Stock

    (indirect: By Trust)
    393,939
Footnotes (2)
  • [F1]This transaction was executed in multiple trades at prices ranging from $24.00 to $24.34. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
  • [F2]The reporting person was awarded a total grant of 41,238 options to acquire shares of the Company's Common Stock, pursuant to the Company's 2004 Omnibus Long-Term Incentive Compensation Plan. The options vested in three equal installments on January 31, 2010, January 31, 2011 and January 31, 2012.

Documents

1 file

Issuer

EPOCH HOLDING CORP

CIK 0000351903

→
Entity typeother

Related Parties

1
  • filerCIK 0001293664

Filing Metadata

Form type
4
Filed
Jul 11, 8:00 PM ET
Accepted
Jul 12, 7:11 PM ET
Size
20.7 KB
View on SEC.gov