HAEFFNER PETER C JR 4
4 · ASTORIA FINANCIAL CORP · Filed Jul 24, 2012
Insider Transaction Report
Form 4
HAEFFNER PETER C JR
Director
Transactions
- Sale
Common Stock
2012-07-24$8.97/sh−1,744$15,646→ 9,500 total
Holdings
- 3,461(indirect: RSA)
Common Stock
- 6,000
Non-Statutory Stock Option
Exercise: $24.17From: 2004-01-15Exp: 2014-01-14→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $26.23From: 2005-01-18Exp: 2015-01-17→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $29.72From: 2007-01-16Exp: 2017-01-15→ Common Stock (6,000 underlying) - 3,160(indirect: RSA)
Common Stock
- 6,000
Non-Statutory Stock Option
Exercise: $29.79From: 2006-01-17Exp: 2016-01-16→ Common Stock (6,000 underlying)
Footnotes (3)
- [F1]Represents award of restricted stock dated February 1, 2010 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on February 1, 2013 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
- [F2]Represents award of restricted stock dated January 31, 2011 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 31, 2014 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
- [F3]Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.