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4//SEC Filing

MCCANN GARY T 4

Accession 0001144204-12-042400

CIK 0000910322other

View on SEC.gov Company Profile

Filed

Jul 31, 8:00 PM ET

Accepted

Aug 1, 5:26 PM ET

Size

22.8 KB

Accession

0001144204-12-042400

Insider Transaction Report

Form 4

Period: 2012-07-30

ASTORIA FINANCIAL CORPAF

Executive Vice President

Transactions

Other
Non-Statutory Stock Option
2012-07-30−52,152→ 0 total
Exercise: $24.40From: 2005-12-22Exp: 2012-07-30→ Common Stock (52,152 underlying)
Other
Non-Statutory Stock Option
2012-07-30−86,246→ 0 total
Exercise: $26.63From: 2005-12-22Exp: 2012-07-30→ Common Stock (86,246 underlying)
Other
Non-Statutory Stock Option
2012-07-30−84,000→ 0 total
Exercise: $29.02From: 2009-01-09Exp: 2012-07-30→ Common Stock (84,000 underlying)
Other
Incentive Stock Option
2012-07-30−5,554→ 0 total
Exercise: $18.00From: 2006-01-10Exp: 2012-07-30→ Common Stock (5,554 underlying)
Other
Non-Statutory Stock Option
2012-07-30−43,946→ 0 total
Exercise: $18.00From: 2006-01-10Exp: 2012-07-30→ Common Stock (43,946 underlying)
Other
Non-Statutory Stock Option
2012-07-30−4,098→ 0 total
Exercise: $24.40From: 2005-12-22Exp: 2012-07-30→ Common Stock (4,098 underlying)
Other
Non-Statutory Stock Option
2012-07-30−3,754→ 0 total
Exercise: $26.63From: 2005-12-22Exp: 2012-07-30→ Common Stock (3,754 underlying)

Holdings

Common Stock
(indirect: ESOP)
46,259.76
Common Stock
(indirect: By 401(k))
1,627.12
Common Stock
27,634

Footnotes (6)

[F1]Represents shares allocated to Mr. McCann's account under the Astoria Federal Savings and Loan Association Employee Stock Ownership Plan ("ESOP') as of June 30, 2012 and held in the ESOP Trust.
[F2]Represents shares held in the Employer Stock Fund of the Astoria Incentive Savings plan ("401(k) Plan") for the account of Mr. McCann as of June 30, 2012. Shares are held in the 401(k) Plan Trust.
[F3]Options were granted pursuant to the 1999 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1999 Plan.
[F4]Options were granted pursuant to the 2003 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 2003 Plan.
[F5]Options were granted pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2005 Plan.
[F6]Options expired by their own terms without exercising.

Documents

2 files

Issuer

ASTORIA FINANCIAL CORP

CIK 0000910322

Entity typeother

Related Parties

1

filerCIK 0001271181

Filing Metadata

Form type: 4
Filed: Jul 31, 8:00 PM ET
Accepted: Aug 1, 5:26 PM ET
Size: 22.8 KB

View on SEC.gov