Home/Filings/4/0001144204-12-046895
4//SEC Filing

May Larry Alan 4

Accession 0001144204-12-046895

CIK 0000320017other

Filed

Aug 16, 8:00 PM ET

Accepted

Aug 17, 9:06 PM ET

Size

8.4 KB

Accession

0001144204-12-046895

Insider Transaction Report

Form 4
Period: 2012-08-16
May Larry Alan
Chief Financial Officer
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2012-08-161,5000 total
    Exercise: $1.90Common stock, par value $0.001 per share (1,500 underlying)
  • Award

    Common Stock, par value $0.001 per share

    2012-08-16+1,50064,618 total
Holdings
  • Common Stock, par value $0.001 per share

    (indirect: By Spouse)
    51
Footnotes (1)
  • [F1]The reporting person agreed to the cancellation of a total of 1,500 options (originally granted on January 19, 2006 expiring ten years from the date of grant), including the forfeiture of the reload feature contained in the option which entitled the reporting person to a new option grant for the same number of shares as the original option on exercise, in exchange for the granting of 1,500 shares (for which the Company will pay applicable withholding taxes), as approved by the Compensation Committee.

Issuer

NeoStem, Inc.

CIK 0000320017

Entity typeother

Related Parties

1
  • filerCIK 0001354850

Filing Metadata

Form type
4
Filed
Aug 16, 8:00 PM ET
Accepted
Aug 17, 9:06 PM ET
Size
8.4 KB