4//SEC Filing
NeoStem, Inc. 4
Accession 0001144204-12-046896
$LSTACIK 0000320017operating
Filed
Aug 16, 8:00 PM ET
Accepted
Aug 17, 9:07 PM ET
Size
7.8 KB
Accession
0001144204-12-046896
Insider Transaction Report
Form 4
VACZY CATHERINE M
VP and General Counsel
Transactions
- Disposition to Issuer
Stock Option (Right to Buy)
2012-08-16−9,500→ 0 totalExercise: $1.90→ Common stock, par value $0.001 per share (9,500 underlying) - Award
Common Stock, par value $0.001 per share
2012-08-16+9,500→ 354,862 total
Footnotes (1)
- [F1]The reporting person agreed to the cancellation of a total of 9,500 options (7,500 originally granted on July 20, 2005 and 2,000 on December 22, 2005, each expiring ten years from the date of grant) and, including the forfeiture of the reload feature contained in the option which entitled the reporting person to a new option grant for the same number of shares as the original option on exercise, in exchange for the granting of 9,500 shares (for which the Company will pay applicable withholding taxes), as approved by the Compensation Committee.
Documents
Issuer
NeoStem, Inc.
CIK 0000320017
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000320017
Filing Metadata
- Form type
- 4
- Filed
- Aug 16, 8:00 PM ET
- Accepted
- Aug 17, 9:07 PM ET
- Size
- 7.8 KB