4//SEC Filing
Swartzman Gavin 4
Accession 0001144204-12-047168
CIK 0000876883other
Filed
Aug 19, 8:00 PM ET
Accepted
Aug 20, 4:53 PM ET
Size
10.2 KB
Accession
0001144204-12-047168
Insider Transaction Report
Form 4
MDC PARTNERS INCMDCA
Swartzman Gavin
Managing Director
Transactions
- Sale
Class A Shares
2012-08-17$9.51/sh−9,255$88,015→ 102,690 total - Sale
Class A Shares
2012-08-16$9.52/sh−1,855$17,660→ 100,835 total
Holdings
- 182,069
Stock Appreciation Rights
Exercise: $3.72From: 2010-02-12Exp: 2014-02-12→ Class A Shares (182,069 underlying) - 45,000
Extraordinary Equity Value Appre. Restricted Stock Awards
Exp: 2013-12-31→ Restricted Stock Units (45,000 underlying)
Footnotes (4)
- [F1]Includes unvested Restricted Stock Units (Class A Shares) of the Issuer.
- [F2]A total of 20,392 Restricted Stock Units (Class A Shares) granted in 2010 and 2011 vested on January 20, 2012. The Reporting Person elected to have a total of 9,785 Class A Shares withheld by the Issuer to satisfy tax withholding requirements.
- [F3]Stock Appreciation Rights ("SARs") granted February 12, 2009, all of which are vested as of January 20, 2012, and all expire on February 12, 2014. These SARs may be settled in cash or stock, at the discretion of the Issuer.
- [F4]Extraordinary Equity Value Appreciation Restricted Stock Awards ("EVARs") under the Issuer's EVARs program (previously disclosed by the Issuer on Form 8-K dated January 26, 2011) represent the right to receive Restricted Stock Units on a one-to-one basis upon the Issuer's achievement of stock price targets equal to $20.00 (15,000 EVARs), $22.75 (15,000 EVARs) and $26.25 (15,000 EVARs), as described in greater detail in the EVAR Letter Agreement.
Documents
Issuer
MDC PARTNERS INC
CIK 0000876883
Entity typeother
Related Parties
1- filerCIK 0001355445
Filing Metadata
- Form type
- 4
- Filed
- Aug 19, 8:00 PM ET
- Accepted
- Aug 20, 4:53 PM ET
- Size
- 10.2 KB