PEARL DAVID N 4
4 · EPOCH HOLDING CORP · Filed Sep 25, 2012
Insider Transaction Report
Form 4
PEARL DAVID N
Executive Vice President
Transactions
- Gift
Common Stock
2012-09-24−3,500→ 293,599 total - Gift
Common Stock
2012-09-24+3,500→ 14,900 total(indirect: By Trust)
Holdings
- 500,000(indirect: By GRAT)
Common Stock
- 37,114
Employee Stock Options (Right to Buy)
Exercise: $6.17Exp: 2016-01-30→ Common Stock (37,114 underlying)
Footnotes (2)
- [F1]The reported transaction represents a gift from David N. Pearl to a family trust.
- [F2]The options vested in three equal installments on January 31, 2010, January 31, 2011 and January 31, 2012.