ASTA FUNDING INC·4

Sep 27, 9:49 AM ET

STERN ARTHUR 4

4 · ASTA FUNDING INC · Filed Sep 27, 2012

Insider Transaction Report

Form 4
Period: 2012-09-13
STERN ARTHUR
DirectorChairman Emeritus and Director
Transactions
  • Exercise/Conversion

    Common Stock

    2012-09-13$4.72/sh+30,000$141,750117,084 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2012-09-13+30,0000 total
    Exercise: $4.72Exp: 2012-11-01Common Stock (30,000 underlying)
Holdings
  • Common Stock

    (indirect: See Footnote)
    214,599
Footnotes (2)
  • [F1]Consists entirely of shares of common stock owned by Asta Group Incorporated, which shares are attributable to the reporting person based on his percentage ownership of Asta Group Incorporated.
  • [F2]The award vested in three equal annual installments beginning one year from the date of grant.

Documents

1 file
  • 4
    v324044_4.xmlPrimary

    OWNERSHIP DOCUMENT