STERN GARY 4
4 · ASTA FUNDING INC · Filed Sep 27, 2012
Insider Transaction Report
Form 4
ASTA FUNDING INCASFI
STERN GARY
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Common Stock
2012-09-12$4.72/sh+60,000$283,500→ 860,489 total - Exercise/Conversion
Stock Option (right to buy)
2012-09-12+60,000→ 0 totalExercise: $4.72Exp: 2012-11-01→ Common Stock (60,000 underlying)
Holdings
- 482,263(indirect: See footnote)
Common Stock
Footnotes (2)
- [F1]Consists of 196,656 shares of common stock owned by the reporting person as custodian for his minor child and 285,607 shares of common stock are owned by Asta Group Incorporated, which shares are attributable to the reporting person based on his percentage ownership of Asta Group.
- [F2]The award vested in three equal annual installments beginning one year from the date of grant.