BORAK ADAM 4
4 · EPOCH HOLDING CORP · Filed Sep 27, 2012
Insider Transaction Report
Form 4
Borak Adam
Chief Financial Officer
Transactions
- Sale
Common Stock
2012-09-25$23.41/sh−2,300$53,843→ 66,882 total - Exercise/Conversion
Common Stock
2012-09-25$6.17/sh+2,300$14,191→ 69,182 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2012-09-25−2,300→ 38,938 totalExercise: $6.17Exp: 2016-01-30→ Common Stock (2,300 underlying)
Footnotes (2)
- [F1]This transaction was executed in multiple trades at prices ranging from $23.32 to $23.60. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- [F2]The options vested in three equal installments on January 31, 2010, January 31, 2011 and January 31, 2012.