4//SEC Filing
BORAK ADAM 4
Accession 0001144204-12-053380
CIK 0000351903other
Filed
Sep 26, 8:00 PM ET
Accepted
Sep 27, 8:49 PM ET
Size
9.0 KB
Accession
0001144204-12-053380
Insider Transaction Report
Form 4
Borak Adam
Chief Financial Officer
Transactions
- Sale
Common Stock
2012-09-25$23.41/sh−2,300$53,843→ 66,882 total - Exercise/Conversion
Common Stock
2012-09-25$6.17/sh+2,300$14,191→ 69,182 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2012-09-25−2,300→ 38,938 totalExercise: $6.17Exp: 2016-01-30→ Common Stock (2,300 underlying)
Footnotes (2)
- [F1]This transaction was executed in multiple trades at prices ranging from $23.32 to $23.60. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- [F2]The options vested in three equal installments on January 31, 2010, January 31, 2011 and January 31, 2012.
Documents
Issuer
EPOCH HOLDING CORP
CIK 0000351903
Entity typeother
Related Parties
1- filerCIK 0001335636
Filing Metadata
- Form type
- 4
- Filed
- Sep 26, 8:00 PM ET
- Accepted
- Sep 27, 8:49 PM ET
- Size
- 9.0 KB