4//SEC Filing
RLJ Acquisition, Inc. 4
Accession 0001144204-12-055070
CIK 0001506744operating
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 9:36 PM ET
Size
12.0 KB
Accession
0001144204-12-055070
Insider Transaction Report
Form 4
RLJ SPAC Acquisition, LLC
10% Owner
Transactions
- Disposition to Issuer
Warrant to purchase common stock
2012-10-03−3,816,667→ 0 totalExercise: $12.00→ Common Stock (3,816,667 underlying) - Disposition to Issuer
Common Stock, par value $0.001 per share.
2012-10-03−1,267,739→ 3,215,011 total - Disposition to Issuer
Common Stock, par value $0.001 per share.
2012-10-03−3,215,011→ 0 total - Disposition to Issuer
Warrant to purchase common stock
2012-10-03−2,850,000→ 3,816,667 totalExercise: $12.00→ Common Stock (2,850,000 underlying)
Footnotes (3)
- [F1]Contributed to RLJ Acquisition, Inc. (the "Issuer") immediately prior to the Merger (as defined below) in connection with the Contribution Agreement, dated October 3, 2012, by and between the Issuer and RLJ SPAC Acquisition, Inc. and in reliance upon the exemption from Section 16(b) of the Securities Exchange Act of 1934, as amended provided in Rule 16b-3 promulgated thereunder.
- [F2]Disposed of in exchange for 3,215,011 shares of common stock, par value $0.001 per share, of RLJ Entertainment, Inc. ("RLJ Entertainment") in connection with the consummation on October 3, 2012 of the merger (the "Merger") of the Issuer with RLJ Merger Sub I, Inc., a wholly-owned subsidiary of RLJ Entertainment, pursuant to that certain Merger Agreement, dated as of April 2, 2012, by and between the Issuer, RLJ Entertainment, and Image Entertainment, Inc., as amended, and in reliance upon the exemption from Section 16(b) of the Securities Exchange Act of 1934, as amended provided in Rule 16b-3 promulgated thereunder.
- [F3]The warrants, which were not exercisable prior to the consummation on October 3, 2012 of the Merger, were automatically converted in connection with the Merger into warrants to purchase common stock of RLJ Entertainment which expire on the earlier to occur of: (i) October 3, 2017 and (ii) the liquidation of RLJ Entertainment.
Documents
Issuer
RLJ Acquisition, Inc.
CIK 0001506744
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001506744
Filing Metadata
- Form type
- 4
- Filed
- Oct 4, 8:00 PM ET
- Accepted
- Oct 5, 9:36 PM ET
- Size
- 12.0 KB