4//SEC Filing
Ireland John D 4
Accession 0001144204-12-055281
CIK 0001476719other
Filed
Oct 8, 8:00 PM ET
Accepted
Oct 9, 4:33 PM ET
Size
9.2 KB
Accession
0001144204-12-055281
Insider Transaction Report
Form 4
Ireland John D
SVP, CFO and Treasurer
Transactions
- Disposition to Issuer
Series A Voting Preferred Stock
2012-10-09−3,900→ 5,850.2 total - Exercise/Conversion
Common Stock
2012-10-09+39,000→ 74,000 total - Exercise/Conversion
New Crumbs Class B Exchangable Units
2012-10-09−39,000→ 58,502 total→ Common Stock (39,000 underlying)
Footnotes (4)
- [F1]The shares of Series A Voting Preferred Stock ("Series A Shares") and the New Crumbs Class B Exchangeable Units ("Class B Units") are exchangeable, collectively, for shares of the issuer's common stock on a one-for-one basis for no consideration, subject to the Exchange and Support Agreement among the issuer, Crumbs Holdings LLC ("Crumbs") and the members of Crumbs dated May 5, 2011.
- [F2]The Class B Units are immediately exchangeable for one share of the issuer's common stock.
- [F3]The Class B Units do not expire.
- [F4]The Class B Units and the shares of the Series A Stock were issued to the reporting person as consideration in a merger transaction on May 5, 2011, pursuant to a Business Combination Agreement between the issuer, 57th Street Merger Sub LLC, and Crumbs dated January 9, 2011, as amended.
Documents
Issuer
Crumbs Bake Shop, Inc.
CIK 0001476719
Entity typeother
Related Parties
1- filerCIK 0001519395
Filing Metadata
- Form type
- 4
- Filed
- Oct 8, 8:00 PM ET
- Accepted
- Oct 9, 4:33 PM ET
- Size
- 9.2 KB