Rothblum Maydan 4

4 · DecisionPoint Systems, Inc. · Filed Oct 16, 2012

Form 4

Period: 2012-10-12

Director

Transactions

Other
Common Stock, par value $.001 per share
2012-10-12−58,800→ 874,627 total(indirect: See Footnote)
Other
Series C Cumulative Convertible Preferred Stock
2012-10-12−154,400→ 1,132,267 total(indirect: See Footnote)
Exercise: $3.20→ Common Stock (154,400 underlying)

Footnotes (5)

[F1]Pursuant to a certain stock purchase agreement, dated October 12, 2012, by and between Sigma Opportunity Fund II, LLC ("Sigma Fund") and Donald W. Rowley ("DWR"), DWR purchased (i) 58,800 shares of Common Stock and (ii) 154,400 shares of Series C Convertible Preferred Stock of the Issuer from Sigma Fund for an aggregate purchase price of $494,080.
[F2]The Reporting Person is a Managing Director of Sigma Capital Advisors, LLC ("Sigma Advisors"), the managing member of Sigma Fund. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any.
[F3]Of these securities, (i) 65,000 shares are owned directly by Sigma Advisors and (ii) 809,627 shares are owned directly by Sigma Fund.
[F4]The Series C Convertible Preferred Stock is currently exercisable and may be converted into shares of Common Stock by the holder at any time and has no expiration date.
[F5]All of these securities reported are directly owned by Sigma Fund.

Documents

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