4//SEC Filing
Rothblum Maydan 4
Accession 0001144204-12-056434
CIK 0001505611other
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 5:16 PM ET
Size
8.4 KB
Accession
0001144204-12-056434
Insider Transaction Report
Form 4
Rothblum Maydan
Director
Transactions
- Other
Common Stock, par value $.001 per share
2012-10-12−58,800→ 874,627 total(indirect: See Footnote) - Other
Series C Cumulative Convertible Preferred Stock
2012-10-12−154,400→ 1,132,267 total(indirect: See Footnote)Exercise: $3.20→ Common Stock (154,400 underlying)
Footnotes (5)
- [F1]Pursuant to a certain stock purchase agreement, dated October 12, 2012, by and between Sigma Opportunity Fund II, LLC ("Sigma Fund") and Donald W. Rowley ("DWR"), DWR purchased (i) 58,800 shares of Common Stock and (ii) 154,400 shares of Series C Convertible Preferred Stock of the Issuer from Sigma Fund for an aggregate purchase price of $494,080.
- [F2]The Reporting Person is a Managing Director of Sigma Capital Advisors, LLC ("Sigma Advisors"), the managing member of Sigma Fund. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any.
- [F3]Of these securities, (i) 65,000 shares are owned directly by Sigma Advisors and (ii) 809,627 shares are owned directly by Sigma Fund.
- [F4]The Series C Convertible Preferred Stock is currently exercisable and may be converted into shares of Common Stock by the holder at any time and has no expiration date.
- [F5]All of these securities reported are directly owned by Sigma Fund.
Documents
Issuer
DecisionPoint Systems, Inc.
CIK 0001505611
Entity typeother
Related Parties
1- filerCIK 0001526161
Filing Metadata
- Form type
- 4
- Filed
- Oct 15, 8:00 PM ET
- Accepted
- Oct 16, 5:16 PM ET
- Size
- 8.4 KB