Rothblum Maydan 4
4 · DecisionPoint Systems, Inc. · Filed Nov 2, 2012
Insider Transaction Report
Form 4
Rothblum Maydan
Director
Transactions
- Other
Common Stock, par value $.001 per share
2012-11-01−59,505→ 815,122 total(indirect: Footnotes) - Other
Series C Cumulative Convertible Preferred Stock
2012-11-01−156,250→ 976,017 total(indirect: Footnote)Exercise: $3.20→ Common Stock (156,250 underlying)
Footnotes (5)
- [F1]Pursuant to a certain stock purchase agreement, dated November 1, 2012, by and between Sigma Opportunity Fund II, LLC ("Sigma Fund") and Donald Dalicandro ("Purchaser"), Purchaser purchased (i) 59,505 shares of Common Stock and (ii) 156,250 shares of Series C Convertible Preferred Stock of the Issuer from Sigma Fund for an aggregate purchase price of $500,000.
- [F2]The Reporting Person is a Managing Director of Sigma Capital Advisors, LLC ("Sigma Advisors"), the managing member of Sigma Fund. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any.
- [F3]Of these securities, (i) 65,000 shares are owned directly by Sigma Advisors and (ii) 750,122 shares are owned directly by Sigma Fund.
- [F4]The Series C Convertible Preferred Stock is currently exercisable and may be converted into shares of Common Stock by the holder at any time and has no expiration date.
- [F5]All of these securities reported are directly owned by Sigma Fund.