Waye Thom 4
4 · DecisionPoint Systems, Inc. · Filed Nov 19, 2012
Insider Transaction Report
Form 4
Waye Thom
10% Owner
Transactions
- Other
Common Stock, par value $.001 per share
2012-11-15+120,931→ 936,053 total(indirect: SEE FOOTNOTE)
Footnotes (3)
- [F1]Shares issued as an anti-dilution adjustment.
- [F2]This Form 4 is filed jointly by Sigma Opportunity Fund II, LLC ("Sigma Fund"), Sigma Capital Advisor, LLC ("Sigma Advisors"), Sigma Capital Partners, LLC ("Sigma Partners") and Thom Waye.
- [F3]Of these securities, (i) 65,000 shares are owned directly by Sigma Advisors and (ii) 871,053 shares are owned directly by Sigma Fund. Mr. Waye, Sigma Partners and Sigma Advisors may be deemed to indirectly beneficially own the securities not directly owned by virtue of Mr. Waye being the sole member of Sigma Partners, which is the sole member of Sigma Advisors, the managing member of Sigma Fund for which Mr. Waye is the manager. Each of the reporting persons disclaims beneficial ownership of the securities not directly owned by them except to the extent of their pecuniary interest therein.