WICKER DAVID MICHAEL 4
4 · DOCUMENT SECURITY SYSTEMS INC · Filed Nov 21, 2012
Insider Transaction Report
Form 4
WICKER DAVID MICHAEL
Director
Transactions
- Award
Options
2012-11-19$3.00/sh+25,000$75,000→ 125,000 totalExercise: $3.00Exp: 2017-09-21→ Common Stock (25,000 underlying) - Other
Options
2012-11-19$4.26/sh−20,000$85,200→ 125,000 totalExercise: $4.26Exp: 2017-09-21→ Common Stock (20,000 underlying)
Holdings
- 124,834
Common Stock
Footnotes (3)
- [F1]Shares of DSS common stock currently owned by David Wicker, as previously reported on Form 4.
- [F2]The options will fully vest and become exercisable only upon the closing of that certain merger transaction involving Document Security Systems, Inc., DSSIP, Inc. and Lexington Technology Group, Inc.
- [F3]A previous grant of 20,000 options having an exercise price of $4.26 per share was cancelled on 11/19/12, and replaced with new grant of 25,000 options with exercise price of $3.00.