Home/Filings/4/0001144204-12-064502
4//SEC Filing

WICKER DAVID MICHAEL 4

Accession 0001144204-12-064502

CIK 0000771999other

Filed

Nov 20, 7:00 PM ET

Accepted

Nov 21, 4:05 PM ET

Size

8.7 KB

Accession

0001144204-12-064502

Insider Transaction Report

Form 4
Period: 2012-11-19
Transactions
  • Award

    Options

    2012-11-19$3.00/sh+25,000$75,000125,000 total
    Exercise: $3.00Exp: 2017-09-21Common Stock (25,000 underlying)
  • Other

    Options

    2012-11-19$4.26/sh20,000$85,200125,000 total
    Exercise: $4.26Exp: 2017-09-21Common Stock (20,000 underlying)
Holdings
  • Common Stock

    124,834
Footnotes (3)
  • [F1]Shares of DSS common stock currently owned by David Wicker, as previously reported on Form 4.
  • [F2]The options will fully vest and become exercisable only upon the closing of that certain merger transaction involving Document Security Systems, Inc., DSSIP, Inc. and Lexington Technology Group, Inc.
  • [F3]A previous grant of 20,000 options having an exercise price of $4.26 per share was cancelled on 11/19/12, and replaced with new grant of 25,000 options with exercise price of $3.00.

Issuer

DOCUMENT SECURITY SYSTEMS INC

CIK 0000771999

Entity typeother

Related Parties

1
  • filerCIK 0001422226

Filing Metadata

Form type
4
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 4:05 PM ET
Size
8.7 KB