Home/Filings/4/0001144204-12-064533
4//SEC Filing

JONES PHILIP A 4

Accession 0001144204-12-064533

CIK 0000771999other

Filed

Nov 20, 7:00 PM ET

Accepted

Nov 21, 4:20 PM ET

Size

8.1 KB

Accession

0001144204-12-064533

Insider Transaction Report

Form 4
Period: 2012-11-19
Transactions
  • Award

    Options

    2012-11-19$3.00/sh+100,000$300,000270,000 total
    Exercise: $3.00Exp: 2017-09-21Common Stock (100,000 underlying)
  • Other

    Options

    2012-11-19$4.26/sh25,000$106,500270,000 total
    Exercise: $4.26Exp: 2017-09-21Common Stock (25,000 underlying)
Footnotes (3)
  • [F1]The options will vest and become exercisable ratable over 12 calendar quarters commencing on the date of grant.
  • [F2]The options will fully vest and become exercisable only upon the closing of that certain merger transaction involving Document Security Systems, Inc., DSSIP, Inc. and Lexington Technology Group, Inc.
  • [F3]A previous grant of 25,000 options having an exercise price of $4.26 per share was cancelled on 11/19/12, and replaced with new grant of 100,000 options with exercise price of $3.00 per share.

Issuer

DOCUMENT SECURITY SYSTEMS INC

CIK 0000771999

Entity typeother

Related Parties

1
  • filerCIK 0001109991

Filing Metadata

Form type
4
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 4:20 PM ET
Size
8.1 KB