|4Nov 21, 4:23 PM ET

Bzdick Robert B. 4

4 · DOCUMENT SECURITY SYSTEMS INC · Filed Nov 21, 2012

Insider Transaction Report

Form 4
Period: 2012-11-19
Bzdick Robert B.
DirectorCOO
Transactions
  • Other

    Options

    2012-11-19$4.26/sh150,000$639,000250,000 total
    Exercise: $4.26Exp: 2017-09-21Common Stock (150,000 underlying)
  • Award

    Options

    2012-11-19$3.00/sh+150,000$450,000150,000 total
    Exercise: $3.00Exp: 2017-09-21Common Stock (150,000 underlying)
  • Award

    Options

    2012-11-19$3.00/sh+100,000$300,000250,000 total
    Exercise: $3.00Exp: 2017-09-21Common Stock (100,000 underlying)
Holdings
  • Common Stock

    515,437
Footnotes (4)
  • [F1]Shares of DSS common stock currently owned by Robert Bzdick, as previously reported on Form 4.
  • [F2]The options will fully vest and become exercisable only upon the closing of that certain merger transaction involving Document Security Systems, Inc., DSSIP, Inc. and Lexington Technology Group, Inc.
  • [F3]The options will fully vest and become exercisable ratably over 12 calendar quarters commencing on the date of grant.
  • [F4]A previous grant of 150,000 options having an exercise price of $4.26 per share was cancelled on 11/19/12, and replaced with new grant of 150,000 options with exercise price of $3.00.

Documents

1 file
  • 4
    v329096_4.xmlPrimary

    OWNERSHIP DOCUMENT