4//SEC Filing
Alban Juan Pablo 4
Accession 0001144204-12-067404
CIK 0001518749other
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 4:07 PM ET
Size
9.0 KB
Accession
0001144204-12-067404
Insider Transaction Report
Form 4
Alban Juan Pablo
Secretary and Executive VP
Transactions
- Award
Common Stock
2012-12-07+160,000→ 160,000 total - Award
Common Stock Warrants
2012-12-07+311,111→ 311,111 totalExercise: $12.00→ Common Stock (311,111 underlying)
Footnotes (4)
- [F1]The reporting person acquired 160,000 shares of common stock (which were issued prior to the Issuer's initial public offering ("IPO")) and 311,111 warrants to purchase 311,111 shares of common stock of the Issuer (which were issued in a private placement simultaneously with closing of the IPO) for an aggregate purchase price of $1.00 and $1.00, respectively, from Azteca Acquisition Holdings, LLC and Brener International Group, LLC, respectively, pursuant to a Securities Purchase Agreement by and among Azteca Acquisition Holdings, LLC, Brener International Group, LLC and the reporting person dated December 7, 2012.
- [F2]48,000 shares of common stock of the Issuer beneficially owned by the reporting persons are subject to forfeiture as follows: (1) 24,720 shares of common stock are subject to forfeiture in the event the last sales price of the Issuer's shares of common stock do not equal or exceed $15.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within at least one 30-trading day period within 36 months following the closing of the Issuer's initial business combination ("Business Combination") as described in the Issuer's prospectus ("IPO Prospectus") relating to its IPO and (continued on footnote 3)
- [F3](2) 23,280 shares of common stock are subject to forfeiture in the event the last sales price of the Issuer's shares of common stock does not equal or exceed $12.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within at least one 30-trading day period within 36 months following the closing of the Issuer's Business Combination.
- [F4]The warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's Business Combination or (ii) 12 months from the closing of its IPO and will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation, as described in the IPO prospectus.
Documents
Issuer
Azteca Acquisition Corp
CIK 0001518749
Entity typeother
Related Parties
1- filerCIK 0001524155
Filing Metadata
- Form type
- 4
- Filed
- Dec 10, 7:00 PM ET
- Accepted
- Dec 11, 4:07 PM ET
- Size
- 9.0 KB