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4//SEC Filing

ENGELKE GEORGE L JR 4

Accession 0001144204-12-068150

CIK 0000910322other
View on SEC.govCompany Profile

Filed

Dec 16, 7:00 PM ET

Accepted

Dec 17, 11:01 AM ET

Size

19.3 KB

Accession

0001144204-12-068150

Insider Transaction Report

Form 4
Period: 2012-12-17
ASTORIA FINANCIAL CORPAF
ENGELKE GEORGE L JR
DirectorChairman & CEO
Transactions
  • Other

    Incentive Stock Option

    2012-12-17−5,554→ 0 total
    Exercise: $18.00From: 2006-01-10Exp: 2012-12-17→ Common Stock (5,554 underlying)
  • Other

    Non-Statutory Stock Option

    2012-12-17−399,446→ 0 total
    Exercise: $18.00From: 2006-01-10Exp: 2012-12-17→ Common Stock (399,446 underlying)
Holdings

  • Common Stock

    (indirect: ESOP)
    51,899.95

  • Non-Statutory Stock Option

    Exercise: $24.40From: 2005-12-22Exp: 2013-03-18→ Common Stock (4,098 underlying)
    4,098

  • Common Stock

    1,393,657

  • Non-Statutory Stock Option

    Exercise: $26.63From: 2005-12-22Exp: 2013-03-18→ Common Stock (3,754 underlying)
    3,754

  • Non-Statutory Stock Option

    Exercise: $24.40From: 2005-12-22Exp: 2013-03-18→ Common Stock (310,902 underlying)
    310,902

  • Non-Statutory Stock Option

    Exercise: $26.63From: 2005-12-22Exp: 2013-03-18→ Common Stock (393,746 underlying)
    393,746

  • Common Stock

    (indirect: By Spouse)
    6,000

  • Non-Statutory Stock Option

    Exercise: $29.02From: 2009-01-09Exp: 2012-12-20→ Common Stock (345,000 underlying)
    345,000

  • Common Stock

    (indirect: By 401(k))
    40,557.74
Footnotes (7)
  • [F1]Shares are held by Mr. Engelke Jr.'s spouse.
  • [F2]Represents shares allocated to Mr. Engelke Jr.'s account under the Astoria Federal Savings and Loan Association Employee Stock Ownership Plan ("ESOP") as of September 30, 2012 and held in the ESOP Trust.
  • [F3]Represents shares held in the Employer Stock Fund of the Astoria Incentive Savings Plan ("401(k) Plan") for the account of Mr. Engelke, Jr. as of September 30, 2012. Shares are held in the 401(k) Plan Trust.
  • [F4]Options were granted pursuant to the 1999 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1999 Plan.
  • [F5]Options were granted pursuant to the 2003 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 2003 Plan.
  • [F6]Options were granted pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2005 Plan.
  • [F7]Options expired by their own terms without exercising.

Documents

2 files

Issuer

ASTORIA FINANCIAL CORP

CIK 0000910322

→
Entity typeother

Related Parties

1
  • filerCIK 0001210749

Filing Metadata

Form type
4
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 11:01 AM ET
Size
19.3 KB
View on SEC.gov