Pell Richard 4
4 · Artio Global Investors Inc. · Filed Dec 19, 2012
Insider Transaction Report
Form 4
Pell Richard
DirectorChairman, CEO & CIO
Transactions
- Award
Class A common stock
2012-12-17$2.05/sh−17,500$35,875→ 5,861,455 total - Award
Class A common stock
2012-12-19$2.05/sh−35,377$72,523→ 5,761,255 total - Award
Class A common stock
2012-12-18$2.04/sh−64,823$132,239→ 5,796,632 total
Footnotes (2)
- [F1]This disposition was executed pursuant to a pre-arranged trading plan adopted by Mr. Pell in accordance with Rule 10b5-1of the Securities Exchange Act of 1934, as amended.
- [F2]Includes restricted stock units ("RSUs"), each of which represents the right to receive one share of Class A common stock of the Issuer upon the lapse of restrictions. In addition, includes dividend equivalents that were issued in the form of additional RSUs and are subject to the same vesting provisions as the underlying RSUs.