⌘K

Login Start Free

Home/Filings/4/0001144204-12-068792

4//SEC Filing

PEARL DAVID N 4

Accession 0001144204-12-068792

CIK 0000351903other

View on SEC.gov Company Profile

Filed

Dec 18, 7:00 PM ET

Accepted

Dec 19, 6:55 PM ET

Size

8.4 KB

Accession

0001144204-12-068792

Insider Transaction Report

Form 4

Period: 2012-12-17

EPOCH HOLDING CORPEPHC

Executive Vice President

Transactions

Exercise/Conversion
Common Stock
2012-12-17$6.17/sh+37,114$228,993→ 330,713 total
Exercise/Conversion
Employee Stock Options (Right to Buy)
2012-12-17−37,114→ 0 total
Exercise: $6.17Exp: 2016-01-30→ Common Stock (37,114 underlying)

Holdings

Common Stock
(indirect: By Trust)
14,900
Common Stock
(indirect: By GRAT)
500,000

Footnotes (1)

[F1]The options vested in three equal installments on January 31, 2010, January 31, 2011 and January 31, 2012.

Documents

1 file

4
v330589_4.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

EPOCH HOLDING CORP

CIK 0000351903

Entity typeother

Related Parties

1

filerCIK 0001293770

Filing Metadata

Form type: 4
Filed: Dec 18, 7:00 PM ET
Accepted: Dec 19, 6:55 PM ET
Size: 8.4 KB

View on SEC.gov