|4Dec 19, 6:55 PM ET

PEARL DAVID N 4

4 · EPOCH HOLDING CORP · Filed Dec 19, 2012

Insider Transaction Report

Form 4
Period: 2012-12-17
PEARL DAVID N
Executive Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    2012-12-17$6.17/sh+37,114$228,993330,713 total
  • Exercise/Conversion

    Employee Stock Options (Right to Buy)

    2012-12-1737,1140 total
    Exercise: $6.17Exp: 2016-01-30Common Stock (37,114 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    14,900
  • Common Stock

    (indirect: By GRAT)
    500,000
Footnotes (1)
  • [F1]The options vested in three equal installments on January 31, 2010, January 31, 2011 and January 31, 2012.

Documents

1 file
  • 4
    v330589_4.xmlPrimary

    OWNERSHIP DOCUMENT