Rothblum Maydan 4
4 · DecisionPoint Systems, Inc. · Filed Dec 21, 2012
Insider Transaction Report
Form 4
Rothblum Maydan
Director
Transactions
- Other
Series C Cumulative Convertible Preferred Stock
2012-12-20−976,017→ 0 total(indirect: Footnote)Exercise: $3.20→ Common Stock (976,017 underlying)
Footnotes (3)
- [F1]The reported securities were redeemed by the Issuer at an aggregate price equal to the Redemption Price (as defined in the Series C Certificate of Designation) of $3,275,058.
- [F2]The Series C Convertible Preferred Stock was currently exercisable and could have been converted in shares of Common Stock by the holder at any time.
- [F3]All of these securities were directly owned by Sigma Opportunity Fund II, LLC ("Sigma Fund"). The Reporting Person is a Managing Director of Sigma Capital Advisors, LLC ("Sigma Advisors"), the managing member of Sigma Fund. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any.