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4//SEC Filing

Rothblum Maydan 4

Accession 0001144204-12-069382

CIK 0001505611other

Filed

Dec 20, 7:00 PM ET

Accepted

Dec 21, 5:51 PM ET

Size

6.2 KB

Accession

0001144204-12-069382

Insider Transaction Report

Form 4
Period: 2012-12-20
Transactions
  • Other

    Series C Cumulative Convertible Preferred Stock

    2012-12-20976,0170 total(indirect: Footnote)
    Exercise: $3.20Common Stock (976,017 underlying)
Footnotes (3)
  • [F1]The reported securities were redeemed by the Issuer at an aggregate price equal to the Redemption Price (as defined in the Series C Certificate of Designation) of $3,275,058.
  • [F2]The Series C Convertible Preferred Stock was currently exercisable and could have been converted in shares of Common Stock by the holder at any time.
  • [F3]All of these securities were directly owned by Sigma Opportunity Fund II, LLC ("Sigma Fund"). The Reporting Person is a Managing Director of Sigma Capital Advisors, LLC ("Sigma Advisors"), the managing member of Sigma Fund. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any.

Issuer

DecisionPoint Systems, Inc.

CIK 0001505611

Entity typeother

Related Parties

1
  • filerCIK 0001526161

Filing Metadata

Form type
4
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 5:51 PM ET
Size
6.2 KB