4//SEC Filing
Waye Thom 4
Accession 0001144204-12-069385
CIK 0001505611other
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 5:53 PM ET
Size
6.6 KB
Accession
0001144204-12-069385
Insider Transaction Report
Form 4
Waye Thom
10% Owner
Transactions
- Other
Series C Cumulative Convertible Preferred Stock
2012-12-20−976,017→ 0 total(indirect: Footnote)Exercise: $3.20→ Common Stock (976,017 underlying)
Footnotes (3)
- [F1]The reported securities were redeemed by the Issuer at an aggregate price equal to the Redemption Price (as defined in the Series C Certificate of Designation) of $3,275,058.
- [F2]The Series C Convertible Preferred Stock was currently exercisable and could have been converted in shares of Common Stock by the holder at any time.
- [F3]This Form 4 is filed jointly by Sigma Opportunity Fund II, LLC ("Sigma Fund"), Sigma Capital Advisor, LLC ("Sigma Advisors"), Sigma Capital Partners, LLC ("Sigma Partners") and Thom Waye. All of these securities were directly owned by Sigma Fund and indirectly by (i) Sigma Advisors, as managing member of Sigma Fund, (ii) Sigma Partners by virtue of it being the sole member of Sigma Advisors, and (iii) Mr. Waye by virtue of his position as the sole member of Sigma Partners and manager of Sigma Fund. Each of the reporting persons disclaims beneficial ownership of the securities not directly owned by them except to the extent of their pecuniary interest therein.
Documents
Issuer
DecisionPoint Systems, Inc.
CIK 0001505611
Entity typeother
Related Parties
1- filerCIK 0001327217
Filing Metadata
- Form type
- 4
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 5:53 PM ET
- Size
- 6.6 KB