Pell Richard 4
4 · Artio Global Investors Inc. · Filed Dec 26, 2012
Insider Transaction Report
Form 4
Pell Richard
DirectorChairman, CEO & CIO
Transactions
- Award
Class A common stock
2012-12-20$2.04/sh−12,300$25,092→ 5,748,955 total
Footnotes (2)
- [F1]This disposition was executed pursuant to a pre-arranged trading plan adopted by Mr. Pell in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, under which J.P. Morgan Securities LLC was engaged to effect the sale of 130,000 shares of Class A common stock of the Issuer, which has now been completed.
- [F2]Includes restricted stock units ("RSUs"), each of which represents the right to received one share of Class A common stock of the Issuer upon the lapse of restrictions. In addition, includes dividend equivalents that were issued in the form of additional RSUs and are subject to the same vesting provisions as the underlying RSUs.