HAEFFNER PETER C JR 4
4 · ASTORIA FINANCIAL CORP · Filed Jan 29, 2013
Insider Transaction Report
Form 4
HAEFFNER PETER C JR
Director
Transactions
- Award
Common Stock
[F3]2013-01-28+4,639→ 4,639 total(indirect: RSA) - Award
Common Stock
[F4]2013-01-28+1,031→ 1,031 total(indirect: RSA)
Holdings
- 3,461(indirect: RSA)
Common Stock
[F1] - 3,160(indirect: RSA)
Common Stock
[F2] - 9,500
Common Stock
- 6,000
Non-Statutory Stock Option
[F5]Exercise: $24.17From: 2004-01-15Exp: 2014-01-14→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
[F5]Exercise: $26.23From: 2005-01-18Exp: 2015-01-17→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
[F5]Exercise: $29.79From: 2006-01-17Exp: 2016-01-16→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
[F5]Exercise: $29.72From: 2007-01-16Exp: 2017-01-15→ Common Stock (6,000 underlying)
Footnotes (5)
- [F1]Represents award of restricted stock dated February 1, 2010 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on February 1, 2013 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
- [F2]Represents award of restricted stock dated January 31, 2011 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 31, 2014 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
- [F3]Represents award of restricted stock dated January 28, 2013 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 28, 2016 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
- [F4]Represents discretionary grant on January 28, 2013 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective January 28, 2016 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
- [F5]Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.
Signature
Peter C. Haeffner, Jr. by Yvonne Schade, attorney-in-fact|2013-01-29