|3Feb 4, 1:38 PM ET

WRUBEL HARVEY 3

3 · EMPIRE RESOURCES INC /NEW/ · Filed Feb 4, 2013

Insider Transaction Report

Form 3
Period: 2013-02-04
WRUBEL HARVEY
DirectorVP of Sales/Dir of Marketing
Holdings
  • Options to Purchase Common Stock

    Exercise: $1.63From: 2009-09-17Exp: 2019-09-17Common Stock (200,000 underlying)
  • 10% Convertible Senior Subordinated Notes Due June 1, 2016

    From: 2011-06-03Exp: 2016-06-01Common Stock (122,310 underlying)
  • Common Stock

    239,927
Footnotes (1)
  • [F1]The 10% Convertible Senior Subordinated Notes Due June 1, 2016 are currently convertible at a conversion price of 244.62 shares of common stock per $1,000 principal amount of notes. The conversion price is subject to adjustment for cash and stock dividends, stock splits and similar transactions.

Documents

1 file
  • 3
    v333622_3.xmlPrimary

    OWNERSHIP DOCUMENT