|3Feb 4, 1:38 PM ET

KAHN SANDRA 3

3 · EMPIRE RESOURCES INC /NEW/ · Filed Feb 4, 2013

Insider Transaction Report

Form 3
Period: 2013-02-04
KAHN SANDRA
DirectorVP and CFO10% Owner
Holdings
  • Common Stock

    3,698,523
  • Options to Purchase Common Stock

    Exercise: $3.64From: 2004-06-14Exp: 2014-06-14Common Stock (2,000 underlying)
  • Options to Purchase Common Stock

    (indirect: By Spouse)
    Exercise: $3.64From: 2004-06-14Exp: 2014-06-14Common Stock (2,000 underlying)
  • 10% Convertible Senior Subordinated Notes Due June 1, 2016

    (indirect: By Spouse)
    From: 2011-06-03Exp: 2016-06-01Common Stock (366,930 underlying)
Footnotes (2)
  • [F1]Owned jointly with spouse.
  • [F2]The 10% Convertible Senior Subordinated Notes Due June 1, 2016 are currently convertible at a conversion price of 244.62 shares of common stock per $1,000 principal amount of notes. The conversion price is subject to adjustment for cash and stock dividends, stock splits and similar transactions.

Documents

1 file
  • 3
    v333624_3.xmlPrimary

    OWNERSHIP DOCUMENT