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4//SEC Filing

CONEFRY JOHN J JR 4

Accession 0001144204-13-005710

CIK 0000910322other
View on SEC.govCompany Profile

Filed

Feb 3, 7:00 PM ET

Accepted

Feb 4, 2:36 PM ET

Size

17.1 KB

Accession

0001144204-13-005710

Insider Transaction Report

Form 4
Period: 2013-02-01
ASTORIA FINANCIAL CORPAF
CONEFRY JOHN J JR
Director
Transactions
  • Other

    Common Stock

    2013-02-01$9.83/sh+3,461$34,022→ 60,094 total
  • Other

    Common Stock

    2013-02-01−3,461→ 0 total(indirect: RSA Vest)
Holdings

  • Non-Statutory Stock Option

    Exercise: $29.79From: 2006-01-17Exp: 2016-01-16→ Common Stock (6,000 underlying)
    6,000

  • Non-Statutory Stock Option

    Exercise: $29.72From: 2007-01-16Exp: 2017-01-15→ Common Stock (6,000 underlying)
    6,000

  • Common Stock

    (indirect: RSA)
    3,160

  • Non-Statutory Stock Option

    Exercise: $24.17From: 2004-01-15Exp: 2014-01-14→ Common Stock (6,000 underlying)
    6,000

  • Common Stock

    (indirect: RSA)
    1,031

  • Common Stock

    (indirect: RSA)
    4,639

  • Non-Statutory Stock Option

    Exercise: $26.23From: 2005-01-18Exp: 2015-01-17→ Common Stock (6,000 underlying)
    6,000
Footnotes (7)
  • [F1]Represent shares held in Mr. Conefry, Jr's Simplified Employer Pension Plan ( "SEP Plan" ).
  • [F2]Represents award of restricted stock dated January 31, 2011 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 31, 2014 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  • [F3]Represents award of restricted stock dated January 28, 2013 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 28, 2016 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  • [F4]Represents discretionary grant on January 28, 2013 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective January 28, 2016 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
  • [F5]Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.
  • [F6]Represents vesting of a previous award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock vested and was distributed on 2/1/2013. The transaction represents a change in the form of beneficial ownership from indirect to direct.
  • [F7]Represents value of restricted stock at time of vesting and is the value of services rendered by the Reporting Person to the Issuer.

Documents

2 files

Issuer

ASTORIA FINANCIAL CORP

CIK 0000910322

→
Entity typeother

Related Parties

1
  • filerCIK 0001210743

Filing Metadata

Form type
4
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 2:36 PM ET
Size
17.1 KB
View on SEC.gov