CONEFRY JOHN J JR 4
4 · ASTORIA FINANCIAL CORP · Filed Feb 4, 2013
Insider Transaction Report
Form 4
CONEFRY JOHN J JR
Director
Transactions
- Other
Common Stock
2013-02-01$9.83/sh+3,461$34,022→ 60,094 total - Other
Common Stock
2013-02-01−3,461→ 0 total(indirect: RSA Vest)
Holdings
- 6,000
Non-Statutory Stock Option
Exercise: $29.79From: 2006-01-17Exp: 2016-01-16→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $29.72From: 2007-01-16Exp: 2017-01-15→ Common Stock (6,000 underlying) - 3,160(indirect: RSA)
Common Stock
- 6,000
Non-Statutory Stock Option
Exercise: $24.17From: 2004-01-15Exp: 2014-01-14→ Common Stock (6,000 underlying) - 1,031(indirect: RSA)
Common Stock
- 4,639(indirect: RSA)
Common Stock
- 6,000
Non-Statutory Stock Option
Exercise: $26.23From: 2005-01-18Exp: 2015-01-17→ Common Stock (6,000 underlying)
Footnotes (7)
- [F1]Represent shares held in Mr. Conefry, Jr's Simplified Employer Pension Plan ( "SEP Plan" ).
- [F2]Represents award of restricted stock dated January 31, 2011 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 31, 2014 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
- [F3]Represents award of restricted stock dated January 28, 2013 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 28, 2016 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
- [F4]Represents discretionary grant on January 28, 2013 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective January 28, 2016 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
- [F5]Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.
- [F6]Represents vesting of a previous award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock vested and was distributed on 2/1/2013. The transaction represents a change in the form of beneficial ownership from indirect to direct.
- [F7]Represents value of restricted stock at time of vesting and is the value of services rendered by the Reporting Person to the Issuer.