Williams Anthony G 4
4 · Artio Global Investors Inc. · Filed Feb 4, 2013
Insider Transaction Report
Form 4
Williams Anthony G
Chief Operating Officer
Transactions
- Award
Class A common stock
2013-02-01+117,640→ 569,479 total
Footnotes (2)
- [F1]Represents restricted stock awards ("RSA"), each of which represents one share of Class A common stock of Artio Global Investors Inc. (the "Issuer") upon the lapse of restrictions. These restrictions will lapse as to 1/3rd of the total award on each of the first three anniversaries of the date of grant (February 1, 2013), provided that Mr. Williams continues to be employed by the Issuer through the relevant lapse date.
- [F2]Includes (a) restricted stock units ("RSUs"), each of which represents the right to receive one share of Class A common stock of the Issuer upon the lapse of restrictions and (b) dividend equivalents related to RSUs and RSAs, each of which represents the right to receive one share of Class A common stock of the Issuer upon the lapse of restrictions. The dividend equivalents were issued in the form of additional RSUs and are subject to the same vesting provisions as the underlying RSUs or RSAs.